Equity Markets Advisory Content

[30913] October 17, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter on European Commission Proposal to Impose Location Requirement on...

[30907] October 11, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Money Market Funds Advisory Committee SUBJECTS: Derivatives International/Global Investment Advisers Money Market Funds Trading and Markets RE: FDIC Issues...

[30905] October 11, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee SUBJECTS: Derivatives Fixed Income Securities Trading and...

[30903] October 10, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: EU Adopts Rules Requiring...

[30889] September 28, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Compliance Derivatives International/Global Investment Advisers Recordkeeping...

[30883] September 22, 2017 TO: ICI Members SUBJECTS: Derivatives Trading and Markets RE: FINRA Issues Frequently Asked Questions and Delays Implementation Date for Margin Requirements on TBA Transactions FINRA recently issued frequently asked questions and responses (“FAQs”) relating...

[30877] September 18, 2017 TO: ICI Members Investment Company Directors ICI Global Members Fixed-Income Advisory Committee ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Derivatives International/Global Investment Advisers Money Market Funds Trading and Markets RE...

[30857] September 5, 2017 TO: Equity Markets Advisory Committee RE: Draft Agenda and Guest Speakers for September 13 Equity Markets Advisory Committee Meeting The fall meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, September 13, 2017. The meeting...

[30846] August 21, 2017 TO: ICI Members ICI Global Members SUBJECTS: Fixed Income Securities Trading and Markets RE: IOSCO Issues Consultation Report Examining Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets The Board of the International...

[30840] August 15, 2017 TO: ICI Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives Trading and Markets RE: CFTC Staff Issues Temporary No-Action Relief from Position Aggregation Requirements The staff of the Commodity Futures...