Equity Markets Advisory Content

[30762] July 3, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter in Response to European Commission Proposal to Amend Its Derivatives...

[30761] June 30, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Derivatives International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ICI...

[30760] June 30, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Commission Proposes Overhaul of Clearing House Registration and Supervision; Member Call...

[30753] June 23, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: EU Consultation Paper on the Obligation to Trade Derivatives on a...

[30740] June 9, 2017 TO: ICI Members ICI Global Members SUBJECTS: Compliance Derivatives Disclosure Fund Accounting & Financial Reporting Pension Trading and Markets Variable Insurance Products RE: ICI Recommended Priorities for SEC ICI staff met with the SEC’s new Chairman, Jay...

[30738] June 9, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives Fixed Income Securities International/Global Trading and Markets RE: Central Banks and Market Participants Publish a Global Code for Foreign Exchange Markets A coalition of central banks—known as the Foreign...

[30730] June 5, 2017 TO: ICI Members ICI Global Members SUBJECTS: Trading and Markets RE: ICI Files Comment Letter with FINRA on Proposed Desk Commentary Safe Harbor ICI submitted a comment letter in response to the Financial Industry Regulatory Authority’s (FINRA) proposal to create...

[30727] June 2, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ESMA Opinion on Concept of "Traded on a Trading Venue" for OTC Derivatives The European Securities and Markets Authority (ESMA) recently released an...

[30718] May 25, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Recordkeeping Technology & Business Continuity Trading and Markets RE...

[30710] May 19, 2017 TO: Equity Markets Advisory Committee RE: Draft ICI Comment Letter to FINRA on Proposed Desk Commentary Safe Harbor; Member Comments Requested by Thursday, May 25 The Financial Industry Regulatory Authority (FINRA) issued a regulatory notice proposing a limited...