Equity Markets Advisory Content

[30483] December 15, 2016 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: Draft ICI Comment Letter to SEC on Proposed Amendment to the Limit Up-Limit Down Plan (Single Stock Circuit Breakers), Member Comment Requested by Tuesday...

[30478] December 14, 2016 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives Trading and Markets RE: CFTC Issues Final Rule on Aggregation for Position Limits Recently, the Commodity Futures Trading...

[30473] December 12, 2016 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Committee RE: Draft Response on FCA MiFID II Consultation: Inducements and Research; Comments Due...

[30469] December 12, 2016 TO: ICI Members Equity Markets Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee SUBJECTS: Cybersecurity Trading and Markets RE: SEC Approves National Market System Plan to Implement the Consolidated Audit Trail The Securities and...

[30445] December 5, 2016 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Publishes Notice of Proposed Amendments to the Limit Up-Limit Down Plan The Securities and Exchange Commission (“SEC” or “Commission”) recently published...

[30448] December 5, 2016 TO: Investment Company Directors SUBJECTS: Fund Governance Settlement Trading and Markets RE: IDC Files Comment Letter Supporting Move to T+2 Settlement Cycle IDC filed the attached comment letter with the SEC strongly supporting its proposal to shorten the...

Today the ICI filed the attached comment letter to the Securities and Exchange Commission (“SEC”) in response to its proposed rule to amend the securities settlement cycle.

[30440] December 1, 2016 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Capital Markets Union Committee ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International...

[30433] November 30, 2016 TO: Equity Markets Advisory Committee RE: SEC Renews the Charter of the Equity Market Structure Advisory Committee The Securities and Exchange Commission (SEC or Commission) recently voted to renew the Equity Market Structure Advisory Committee’s (EMSAC)...

[30429] November 29, 2016 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: European Commission Issues Report on Review of EU?s Derivatives Regulation On November 23, 2016, the European Commission issued its report on the...