Equity Markets Advisory Content

[30050] July 19, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 25-16 RE: SEC PROPOSES RULES TO IMPROVE DISCLOSURE OF INSTITUTIONAL ORDER HANDLING INFORMATION; MEMBER CALL SCHEDULED FOR JULY 28 AT 8:30 A.M. (ET)   The Securities and Exchange Commission (“SEC” or “Commission”) recently...

[30042] July 18, 2016 TO: CHIEF INFORMATION SECURITY OFFICER ADVISORY COMMITTEE EQUITY MARKETS ADVISORY COMMITTEE No. 24-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 30-16 SECURITIES OPERATIONS ADVISORY COMMITTEE SEC RULES MEMBERS No. 33-16 RE: ICI SUBMITS COMMENT LETTER TO SEC ON...

[30038] July 14, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 23-16 RE: SEC EQUITY MARKET STRUCTURE ADVISORY COMMITTEE MEETING SCHEDULED FOR TUESDAY, AUGUST 2   The Securities and Exchange Commission (“SEC”) Equity Market Structure Advisory Committee (“Committee”) will hold a public...

[30007] June 29, 2016 TO: CHIEF INFORMATION SECURITY OFFICER ADVISORY COMMITTEE EQUITY MARKETS ADVISORY COMMITTEE No. 22-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 29-16 SECURITIES OPERATIONS ADVISORY COMMITTEE SEC RULES COMMITTEE No. 28-16 RE: DRAFT ICI COMMENT LETTER TO SEC ON...

[29987] June 17, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 32-16 EQUITY MARKETS ADVISORY COMMITTEE No. 21-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 40-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 28-16 INTERNATIONAL MEMBERS No. 11-16 RE: ONE YEAR DELAY OF MIFID II AND...

[29981] June 14, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-16 RE: IMPROVING SECURITIES INFORMATION PROCESSORS - ICI CALL SCHEDULED FOR JUNE 21 AT 10:30 ET   At a meeting on June 13, ICI members, other industry participants, and regulators discussed the operations and...

[29982] June 14, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 20-16 RE: SEC EQUITY MARKET STRUCTURE ADVISORY COMMITTEE MEETING SCHEDULED FOR FRIDAY, JULY 8   The Securities and Exchange Commission (“SEC”) Equity Market Structure Advisory Committee (“Committee”) will hold a public...

[29975] June 10, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 18-16 FIXED-INCOME ADVISORY COMMITTEE No. 17-16 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 3-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 39-16 ICI GLOBAL STEERING COMMITTEE...

[29909] May 13, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 17-16 FIXED-INCOME ADVISORY COMMITTEE No. 14-16 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 32-16 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL TAX COMMITTEE No. 9-16 ICI...

[29900] May 6, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 16-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 17-16 SEC RULES COMMITTEE No. 22-16 RE: SEC SEEKS COMMENT ON A NATIONAL MARKET SYSTEM PLAN TO IMPLEMENT THE CONSOLIDATED AUDIT TRAIL   The Securities and Exchange Commission...