Equity Markets Advisory Content

[29733] February 26, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 5-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-16 ETF ADVISORY COMMITTEE No. 5-16 FIXED-INCOME ADVISORY COMMITTEE No. 5-16 SEC RULES COMMITTEE No. 7-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI COMMENT LETTER...

[29691] February 3, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 4-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 4-16 ETF ADVISORY COMMITTEE No. 4-16 FIXED-INCOME ADVISORY COMMITTEE No. 4-16 SEC RULES COMMITTEE No. 5-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI COMMENT...

[29669] January 27, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 3-16 RE: SEC'S EQUITY MARKET STRUCTURE ADVISORY COMMITTEE MEETING SCHEDULED FOR TUESDAY, FEBRUARY 2   The Securities and Exchange Commission (“SEC”) Equity Market Structure Advisory Committee (“Committee”) recently...

[29652] January 20, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 2-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-16 ETF ADVISORY COMMITTEE No. 3-16 SEC RULES MEMBERS No. 5-16 RE: ICI SUBMITS COMMENT LETTER TO SEC EQUITY MARKET STRUCTURE ADVISORY COMMITTEE ON ACCESS FEES AND...

[29607] January 5, 2016 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-16 ETF ADVISORY COMMITTEE No. 1-16 EQUITY MARKETS ADVISORY COMMITTEE No. 1-16 RE: SEC STAFF RELEASES RESEARCH CONCERNING MARKET VOLATILITY OF AUGUST 24, 2015   The staff of the Securities and Exchange Commission (...

On December 18, 2015, ICI and SIFMA—as co-chairs of the Industry Steering Committee (ISC) to shortened the securities settlement cycle in the U.S. [1]—submitted a T+2 Industry Implementation Playbook [2] to the Securities and Exchange Commission (SEC).

[29558] December 17, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-15 RE: EQUITY MARKETS ADVISORY COMMITTEE MEETING ON MONDAY, FEBRUARY 8 AND CAPITAL MARKETS CONFERENCE ON TUESDAY, FEBRUARY 9   Committee Meeting An in-person meeting of the Equity Markets Advisory Committee will be...

[29541] December 14, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-15 FIXED-INCOME ADVISORY COMMITTEE No. 36-15 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 74-15 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL STEERING COMMITTEE No. 18...

[29521] December 3, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 29-15 ETF ADVISORY COMMITTEE No. 28-15 EQUITY MARKETS ADVISORY COMMITTEE No. 27-15 FIXED-INCOME ADVISORY COMMITTEE No. 35-15 SEC RULES COMMITTEE No. 37-15 RE: SEC PROPOSES RULES FOR THE REGULATION OF NMS STOCK...

[29520] December 2, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 26-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 28-15 ETF ADVISORY COMMITTEE No. 27-15 SEC RULES COMMITTEE No. 36-15 RE: DRAFT ICI COMMENT LETTER TO SEC EQUITY MARKET STRUCTURE ADVISORY COMMITTEE ON ACCESS FEES; MEMBER...