Equity Markets Advisory Content

[28901] April 16, 2015 TO: ICI GLOBAL TRADING & MARKETS COMMITTEE No. 15-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 25-15 EQUITY MARKETS ADVISORY COMMITTEE No. 4-15 FIXED-INCOME ADVISORY COMMITTEE No. 8-15 RE: MARK YOUR CALENDAR - TUESDAY, JUNE 23, ICI GLOBAL TRADING AND MARKETS...

[28793] March 4, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE ACCOUNTING/TREASURERS COMMITTEE No. 5-15 EQUITY MARKETS ADVISORY COMMITTEE No. 3-15 OPERATIONS COMMITTEE No. 7-15 BROKER/DEALER ADVISORY COMMITTEE No. 9-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 6-15...

[28789] March 3, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 14-15 EQUITY MARKETS ADVISORY COMMITTEE No. 2-15 FIXED-INCOME ADVISORY COMMITTEE No. 5-15 ICI GLOBAL MEMBERS No. 11-15 ICI GLOBAL STEERING COMMITTEE No. 3-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 9-15...

  [28743] February 18, 2015 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL STEERING COMMITTEE No. 1-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 5-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 6-15 FIXED-INCOME ADVISORY COMMITTEE No. 4-15 EQUITY MARKETS ADVISORY COMMITTEE...

[28588] December 17, 2014 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 18-14 EQUITY MARKETS ADVISORY COMMITTEE No. 19-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-14 SEC RULES COMMITTEE No. 42-14 RE: DRAFT COMMENT LETTER ON SEC DECIMALIZATION PILOT PROPOSAL   The SEC has...

[28480] October 23, 2014 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 18-14 SEC RULES MEMBERS No. 38-14 RE: ICI, MFA, AND SIFMA SUBMIT ORDER ROUTING AND EXECUTION QUALITY DISCLOSURE TEMPLATE TO SEC   On October 23, 2014, ICI, the Managed Funds Association, and the Securities Industry and...

[28448] October 14, 2014 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 17-14 ICI GLOBAL MEMBERS No. 42-14 ICI GLOBAL STEERING COMMITTEE No. 13-14 INTERNATIONAL MEMBERS No. 34-14 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 15-14 SEC RULES COMMITTEE No. 37-14 RE: COMMENT LETTER ON UK...

[28443] October 13, 2014 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 16-14 RE: REMINDER AND AGENDA - EQUITY MARKETS ADVISORY COMMITTEE MEETING OCTOBER 20, 2014   Please find attached the agenda for the meeting of the Equity Markets Advisory Committee to be held next Monday, October 20...

Earlier this year [1] the Institutes’ Board of Governors endorsed the industry project for shortening the U.S. settlement cycle for equities, corporate and municipal bonds and unit investment trust securities from trade date plus three days (T+3) to trade date plus two days (T+2).

[28384] September 22, 2014 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-14 RE: ORDER ROUTING AND EXECUTION QUALITY DISCLOSURE TEMPLATE   Over the past year, members have expressed an increased interest in gaining a more in depth view of how their brokers route their equity market...