Equity Markets Advisory Content

[29873] April 27, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-16 ETF ADVISORY COMMITTEE No. 10-16 SEC RULES COMMITTEE No. 20-16 RE: SEC EQUITY MARKET STRUCTURE ADVISORY COMMITTEE TO ACT ON RECOMMENDATIONS FOR A MAKER-TAKER PILOT...

[29835] April 13, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-16 RE: SEC EQUITY MARKET STRUCTURE ADVISORY COMMITTEE MEETING SCHEDULED FOR TUESDAY, APRIL 26   The Securities and Exchange Commission (“SEC”) Equity Market Structure Advisory Committee (“Committee”) recently issued a...

29831 April 12, 2016 TO: Accounting/Treasurers Members No. 6-16 Bank, Trust and Retirement Advisory Committee No. 11-16 Broker/Dealer Advisory Committee No. 11-16 Compliance Members No. 8-16 End of Day Pricing Forum No. 6-16 Equity Markets Advisory Committee No. 13-16 Investment...

[29823] April 8, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 10-16 BROKER/DEALER ADVISORY COMMITTEE No. 10-16 EQUITY MARKETS ADVISORY COMMITTEE No. 12-16 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-16 OPERATIONS COMMITTEE...

[29796] March 29, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 22-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 20-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 5-16 INTERNATIONAL OPERATIONS ADVISORY...

  [29799] March 29, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-16 EQUITY MARKETS ADVISORY COMMITTEE No. 11-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-16 ETF ADVISORY COMMITTEE No. 8-16 FIXED-INCOME ADVISORY COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 21-16...

[29782] March 22, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 9-16 RE: SEC PROPOSES INTERPRETATION REGARDING AUTOMATED QUOTATIONS UNDER REGULATION NMS   On March 18, 2016, the Securities and Exchange Commission (“SEC”) proposed an interpretation of Rule 611 of Regulation NMS in...

[29774] March 18, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 8-16 FIXED-INCOME ADVISORY COMMITTEE No. 9-16 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 19-16 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL STEERING COMMITTEE No. 8-16 ICI...

  [29749]   March 4, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 7-16 FIXED-INCOME ADVISORY COMMITTEE No. 7-16 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 16-16 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL STEERING COMMITTEE No. 5-16...

On February 23, 2016, ICI and SIFMA co-chairs of the Industry Steering Committee announced Tuesday, September, 5, 2017 as the implementation date for the move to T+2 in the US market.