Equity Markets Advisory Content

[30309] October 14, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 42-16 RE: ESMA GUIDELINES ON TRANSACTION REPORTING, ORDER RECORD KEEPING AND CLOCK SYNCHRONISATION UNDER MIFID II On 10 October 2016, the European Securities and Markets Authority (ESMA) published guidelines on...

[30313] October 14, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-16EQUITY MARKETS ADVISORY COMMITTEE No. 44-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 52-16INTERNATIONAL COMMITTEE No. 57-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DISCUSSION PAPER ON ESMA’s PROPOSAL ON...

[30308] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 28-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-16ETF ADVISORY COMMITTEE No. 23-16EQUITY MARKETS ADVISORY COMMITTEE No. 43-16FIXED-INCOME ADVISORY COMMITTEE No. 35...

[30307] October 13, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 41-16 RE: DRAFT ICI COMMENT LETTER TO SEC ON IMPROVING NMS PLAN GOVERNANCE AND TRANSPARENCY; MEMBER COMMENTS REQUESTED BY OCTOBER 18 The Securities and Exchange Commission (“SEC” or “Commission”) recently announced a...

[30303] October 12, 2016 TO: ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 8-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 69-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 49-16INTERNATIONAL COMMITTEE No. 55-16FIXED-INCOME ADVISORY COMMITTEE No. 34-16EQUITY MARKETS ADVISORY COMMITTEE No...

[30292] October 4, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 47-16INTERNATIONAL COMMITTEE No. 52-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS ISSUE CONSULTATION PAPER ON CONSOLIDATED TAPE FOR NON-EQUITY INSTRUMENTS...

[30288] October 3, 2016 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 50-16EQUITY MARKETS ADVISORY COMMITTEE No. 38-16INVESTMENT ADVISER MEMBERS No. 19-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 46-16SEC RULES MEMBERS No. 55-16 RE...

[30289] October 3, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 37-16FIXED-INCOME ADVISORY COMMITTEE No. 33-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 45-16INTERNATIONAL MEMBERS No. 18-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL SUBMITS COMMENT LETTER ON IOSCO...

[30285] September 30, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-16FIXED-INCOME ADVISORY COMMITTEE No. 32-16ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 7-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 67-16ICI GLOBAL RETIREMENT SAVINGS...

[30268] September 26, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 35-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 42-16SEC RULES MEMBERS No. 52-16 RE: ICI SUBMITS COMMENT LETTER TO SEC ON PROPOSED RULES TO IMPROVE DISCLOSURE OF INSTITUTIONAL ORDER HANDLING INFORMATION ICI has...