Equity Markets Advisory Content

[30696] May 10, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Commission Issues Proposal to Amend Its Derivatives Rules; Member Call Scheduled on Thursday...

[30681] April 25, 2017 TO: Equity Markets Advisory Committee RE: FINRA Proposes Desk Commentary Safe Harbor; Member Call to Discuss Proposal on Tuesday, May 2 at 4:00 pm ET The Financial Industry Regulatory Authority (FINRA) recently issued a notice to members proposing a limited safe...

[30658] March 30, 2017 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: IOSCO Issues Final Report Examining Liquidity of the Secondary Corporate Bond...

[30650] March 23, 2017 TO: ICI Members ICI Global Members Accounting/Treasurers Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee International Operations Advisory Committee Operations...

[30649] March 20, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Derivatives Investment Advisers Recordkeeping Technology & Business Continuity Trading and Markets RE: ICI...

[30640] March 16, 2017 TO: Equity Markets Advisory Committee RE: SEC Equity Market Structure Advisory Committee Meeting Scheduled for Wednesday, April 5 The Securities and Exchange Commission (SEC) Equity Market Structure Advisory Committee (Committee) will hold a public meeting on...

[30592] February 23, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: EU Authorities Issue...

[30594] February 23, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: IOSCO Issues...

[30593] February 23, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: Prudential...

[30588] February 21, 2017 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Submits Comment Letter on IOSCO Consultation on Order Routing Incentives ICI Global has submitted a comment letter in response...