Equity Markets Advisory Content

[30972] December 11, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: CFTC Exempts EU Trading Venues from Registration and European Commission Recognizes US Trading Venues for Trading of Derivatives Last week, the Commodity...

[30969] December 8, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Audit Committees Closed-End Funds Compensation/Remuneration Compliance Cybersecurity Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Fund Accounting & Financial Reporting Investment...

[30956] November 21, 2017 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: European Commission Publishes Reports with Recommendations on Corporate Bond Markets in Europe The European...

[30955] November 20, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Register for ICI Global Trading and Markets Committee Meeting in London on Monday, 4 December and for...

[30954] November 17, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: EU Trading Obligation...

[30947] November 13, 2017 TO: ICI Members Investment Company Directors ICI Global Members Equity Markets Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee SUBJECTS: Fixed Income Securities Municipal Securities Trading and Markets RE: SEC...

[30941] November 8, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Draft Agenda for ICI Global Trading and Markets Committee Meeting in London on Monday, 4 December...

[30929] October 26, 2017 TO: ICI MembersInvestment Company Directors ICI Global Members Equity Markets Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee SUBJECTS: International/Global Trading and Markets RE: SEC Issues No-Action Letters to Facilitate Cross...

[30921] October 23, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Submits Comment Letter on European Commission Proposal to Impose Location Requirement on...

[30917] October 18, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: CFTC and European Commission Agree on Comparability and Equivalence of Margin Requirements for Uncleared Swaps and a Common Approach for Certain Derivatives...