Equity Markets Advisory Content

[31035] January 17, 2018 TO: ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: ESMA Publishes a Public Register...

[31006] January 4, 2018 TO: Equity Markets Advisory Committee RE: Save the Date - February 13 Equity Markets Advisory Committee Meeting A meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday, February 13, 2018. The meeting will be held at Capital Group’s...

[31001] January 3, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong SFC Proposes New Derivatives...

[30996] December 27, 2017 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Thursday, January 11, 2018 The Securities and Exchange Commission (SEC) Fixed Income Market Structure Advisory...

[30994] December 22, 2017 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Small Funds Committee Tax Committee Variable...

[30992] December 22, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Money Market Funds Advisory Committee SUBJECTS: Derivatives International/Global Investment Advisers Money Market Funds Trading and Markets RE: OCC Issues...

[30978] December 15, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee International Operations Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global Operations Trading and Markets RE: Joint Trades Submit...

[30979] December 14, 2017 TO: ICI Members ICI Global Members SUBJECTS: International/Global Trading and Markets RE: European Commission Recognizes US, Australian, and Hong Kong Trading Venues for Trading of Shares On December 15, 2017, the decisions by the European Commission (EC) to...

[30977] December 13, 2017 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: FINRA's Request for Comment on its Payments for Market Making Rule (Rule 5250); Member Call Wednesday, December 20 FINRA is conducting a retrospective...

[30970] December 11, 2017 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Tax Committee Variable Insurance Products...