Equity Markets Advisory Content

[27189] April 17, 2013 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-13 INTERNATIONAL MEMBERS No. 21-13 RE: ASIC CONSULTATION ON DARK LIQUIDITY AND HIGH-FREQUENCY TRADING   The Australian Securities and Investments Commission (“ASIC”) recently issued a report and a consultation paper...

[27171] April 10, 2013 TO: SEC RULES COMMITTEE No. 15-13 EQUITY MARKETS ADVISORY COMMITTEE No. 9-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-13 SMALL FUNDS COMMITTEE No. 8-13 RE: DRAFT ICI LETTER ON PETITION FOR RULEMAKING TO SHORTEN REPORTING DEADLINE UNDER SECTION 13(F) OF THE...

[27144] April 1, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 29-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 19-13 ETF ADVISORY COMMITTEE No. 18-13 EQUITY MARKETS ADVISORY COMMITTEE No. 8-13 SEC RULES MEMBERS No. 33-13 RE: SEC APPROVES NASDAQ MARKET MAKER INCENTIVE PILOT...

[27051] February 26, 2013 TO: TAX MEMBERS No. 14-13 INTERNATIONAL MEMBERS No. 16-13 ICI GLOBAL STEERING COMMITTEE No. 3-13 ICI GLOBAL TAX COMMITTEE No. 5-13 ICI GLOBAL SHADOW BANKING TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 1-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No...

[27015] February 14, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-13 ETF ADVISORY COMMITTEE No. 12-13 EQUITY MARKETS ADVISORY COMMITTEE No. 6-13 RE: ICI COMMENT LETTER ON NASDAQ PROPOSAL FOR NEW ETF ORDER TYPE PEGGED TO INAV   On October 12, 2012, the Securities and Exchange...

[27006] February 12, 2013 TO: SEC RULES MEMBERS No. 23-13 COMPLIANCE MEMBERS No. 12-13 EQUITY MARKETS ADVISORY COMMITTEE No. 5-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-13 SMALL FUNDS MEMBERS No. 15-13 RE: NYSE EURONEXT PETITION FOR RULEMAKING TO SHORTEN REPORTING DEADLINE UNDER...

[26934] January 22, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-13 ETF ADVISORY COMMITTEE No. 6-13 EQUITY MARKETS ADVISORY COMMITTEE No. 4-13 RE: SEC SEEKS FURTHER COMMENT ON NASDAQ PROPOSAL ON INAV PEGGED ORDERS FOR ETFS; JANUARY 23RD CONFERENCE CALL (NASDAQ TO ATTEND PART)...

[26883] January 15, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-13 BOARD OF GOVERNORS No. 3-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-13 COMPLIANCE MEMBERS No. 4-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 9-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-13 ETF ADVISORY...

[26863] January 11, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-13 BOARD OF GOVERNORS No. 2-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-13 COMPLIANCE MEMBERS No. 3-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 5-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-13 ETF ADVISORY...

[26818] January 3, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-13 BOARD OF GOVERNORS No. 1-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 2-13 COMPLIANCE MEMBERS No. 1-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 3-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-13 ETF ADVISORY...