Equity Markets Advisory Content

[26806] December 27, 2012 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-12 BOARD OF GOVERNORS No. 15-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 86-12 COMPLIANCE MEMBERS No. 30-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 72-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 45-12 ETF...

[26756] December 13, 2012 TO: BOARD OF GOVERNORS No. 14-12 ACCOUNTING/TREASURERS MEMBERS No. 20-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 82-12 COMPLIANCE MEMBERS No. 28-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 70-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 44-12 ETF ADVISORY...

[26709] November 21, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 46-12 EQUITY MARKETS ADVISORY COMMITTEE No. 36-12 FIXED-INCOME ADVISORY COMMITTEE No. 28-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 56-12 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 50-12 SEC RULES COMMITTEE...

  [26681] November 13, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 40-12 ETF ADVISORY COMMITTEE No. 45-12 EQUITY MARKETS ADVISORY COMMITTEE No. 35-12 RE: ICI COMMENT LETTER ON NASDAQ PROPOSAL FOR NEW ETF ORDER TYPE PEGGED TO INAV   On October 12, the Securities and Exchange...

[26679] November 12, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 44-12 EQUITY MARKETS ADVISORY COMMITTEE No. 34-12 FIXED-INCOME ADVISORY COMMITTEE No. 27-12 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 47-12 END OF DAY PRICING FORUM No. 10-12 RE: ICI COMMENT LETTER ON FINRA...

[26620] October 26, 2012 TO: SECURITIES OPERATIONS ADVISORY GROUP ACCOUNTING/TREASURERS COMMITTEE No. 15-12 EQUITY MARKETS ADVISORY COMMITTEE No. 33-12 OPERATIONS COMMITTEE No. 40-12 RE: RELEASE OF DTCC-COMMISSIONED STUDY REGARDING A SHORTENED SETTLEMENT CYCLE   To initiate a...

  [26611] October 25, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 32-12 SEC RULES COMMITTEE No. 66-12 RE: REMINDER - NOVEMBER 1 EQUITY MARKETS ADVISORY COMMITTEE MEETING; FINAL AGENDA ATTACHED   In conjunction with ICI’s Capital Markets Conference to be held next week, on November...

  [26600]   October 23, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 30-12 ETF ADVISORY COMMITTEE No. 41-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 38-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 67-12 SEC RULES MEMBERS No. 96-12 RE: ICI LETTER ON SEC TECHNOLOGY AND TRADING...

[26598] October 23, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-12 INTERNATIONAL MEMBERS No. 44-12 SEC RULES MEMBERS No. 95-12 ICI GLOBAL MEMBERS RE: ICI AND ICI GLOBAL LETTER ON IOSCO MARKET SURVEILLANCE CONSULTATION   The International Organization of Securities Commissions (...

[26603] October 23, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 38-12 END OF DAY PRICING FORUM No. 9-12 EQUITY MARKETS ADVISORY COMMITTEE No. 31-12 FIXED-INCOME ADVISORY COMMITTEE No. 25-12 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 44-12 RE: ICI DRAFT COMMENT LETTER ON...