Equity Markets Advisory Content

[25827] January 25, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-12 INTERNATIONAL MEMBERS No. 1-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 3-12 FIXED-INCOME ADVISORY COMMITTEE No. 3-12 RE: ICI AND ICI GLOBAL JOINT RESPONSE TO MIFID QUESTIONNAIRE   ICI and ICI Global have...

[25831] January 25, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 4-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-12 ETF ADVISORY COMMITTEE No. 1-12 EQUITY MARKETS ADVISORY COMMITTEE No. 2-12 FIXED-INCOME ADVISORY COMMITTEE No. 4...

[25749] December 27, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 56-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 51-11 ETF ADVISORY COMMITTEE No. 71-11 EQUITY MARKETS ADVISORY COMMITTEE No. 68-11 FIXED-INCOME ADVISORY COMMITTEE...

URGENT/ACTION REQUESTED [25741] December 23, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 55-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 51-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 50-11 ETF ADVISORY COMMITTEE No. 70-11 EQUITY MARKETS ADVISORY COMMITTEE No. 67-11 FIXED...

[25668] November 29, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 66-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 49-11 SEC RULES COMMITTEE No. 102-11 RE: REMINDER - DECEMBER 5 EQUITY MARKETS ADVISORY COMMITTEE MEETING   In conjunction with ICI’s Equity Markets Conference to be held...

  [25662] November 23, 2011 TO: SEC RULES MEMBERS No. 136-11 COMPLIANCE MEMBERS No. 44-11 EQUITY MARKETS ADVISORY COMMITTEE No. 65-11 RE: COMPLIANCE WITH THE NEW LARGE TRADER REPORTING RULES   As you know, Rule 13h-1 under the Securities Exchange Act of 1934, which establishes a new...

  [25656] November 22, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 64-11 SEC RULES COMMITTEE No. 101-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 48-11 RE: REMINDER - DECEMBER 5 EQUITY MARKETS ADVISORY COMMITTEE MEETING   In conjunction with ICI’s Equity Markets Conference to be...

  [25638] November 14, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 63-11 SEC RULES COMMITTEE No. 100-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 47-11 RE: DRAFT AGENDA FOR DECEMBER 5 EQUITY MARKETS ADVISORY COMMITTEE MEETING   In conjunction with ICI’s Equity Markets Conference to...

[25634] November 10, 2011 TO: SEC RULES MEMBERS No. 133-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 79-11 EQUITY MARKETS ADVISORY COMMITTEE No. 62-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 61-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 56-11 FIXED-INCOME ADVISORY COMMITTEE No...

  [25586] October 26, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 61-11 SEC RULES COMMITTEE No. 90-11 RE: REMINDER - DECEMBER 5 EQUITY MARKETS ADVISORY COMMITTEE MEETING   In conjunction with ICI’s Equity Markets Conference to be held on December 6, 2011 in New York, the next...