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Memo#
25388

ICI Letter on Protection of Cleared Swaps Customer Contracts and Collateral

[25388] August 8, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 65-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 31-11 ETF ADVISORY COMMITTEE No. 55-11 EQUITY MARKETS ADVISORY COMMITTEE No. 50-11 FIXED-INCOME ADVISORY COMMITTEE No. 60-11 SEC RULES MEMBERS No. 98-11 SMALL FUNDS...
ICI Default BG
Memo#
25358

GAO Report on Proprietary Trading

[25358] July 27, 2011 TO: SEC RULES MEMBERS No. 93-11 EQUITY MARKETS ADVISORY COMMITTEE No. 47-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 60-11 ETF ADVISORY COMMITTEE No. 52-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 33-11 RE: GAO REPORT ON PROPRIETARY TRADING   The U.S...
ICI Default BG
Memo#
25354

ICI - ABASA Joint Letter on Definitions of Swap and Foreign Exchange Forward

  [25354] July 25, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 57-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 29-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-11 ETF ADVISORY COMMITTEE No. 50-11 EQUITY MARKETS ADVISORY COMMITTEE No. 46-11 FIXED-INCOME ADVISORY COMMITTEE No...
ICI Default BG
Memo#
25319

ICI Statement for the Record on Development of Swap Execution Facilities

[25319] July 8, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 51-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 28-11 ETF ADVISORY COMMITTEE No. 45-11 EQUITY MARKETS ADVISORY COMMITTEE No. 42-11 SEC RULES MEMBERS No. 82-11 SMALL...