Equity Markets Advisory Content

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Memo#
24931

ICI Letter on Protection of Customer Collateral for Uncleared Swaps

  [24931] February 2, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 11-11 EQUITY MARKETS ADVISORY COMMITTEE No. 10-11 FIXED-INCOME ADVISORY COMMITTEE No. 15-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 9-11...
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Memo#
24902

FSOC Study and Recommendations on Volcker Rule

  [24902] January 24, 2011 TO: SEC RULES MEMBERS No. 17-11 EQUITY MARKETS ADVISORY COMMITTEE No. 9-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 4-11 ETF ADVISORY COMMITTEE No. 9-11 RE: FSOC STUDY AND RECOMMENDATIONS ON VOLCKER RULE   The...
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Memo#
24898

CFTC Adopts Interim Final Rules for Reporting of Transition Swaps

[24898] January 21, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-11 ETF ADVISORY COMMITTEE No. 8-11 EQUITY MARKETS ADVISORY COMMITTEE No. 8-11 FIXED-INCOME ADVISORY COMMITTEE No. 10-11 SEC RULES MEMBERS No. 16-11 SMALL FUNDS MEMBERS No. 10-11 RE: CFTC ADOPTS INTERIM FINAL...
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Memo#
24893

ICI Launches Derivatives Markets Advisory Committee

  [24893] January 20, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-11 ETF ADVISORY COMMITTEE No. 7-11 EQUITY MARKETS ADVISORY COMMITTEE No. 7-11 FIXED-INCOME ADVISORY COMMITTEE No. 8-11 INTERNATIONAL COMMITTEE No. 3-11...