Equity Markets Advisory Content

  [24710]   November 15, 2010 TO: SEC RULES MEMBERS No. 122-10 EQUITY MARKETS ADVISORY COMMITTEE No. 45-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 60-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-10 ETF ADVISORY COMMITTEE No. 50-10 RE: SEC EXTENDS COMPLIANCE DATE FOR RULES UNDER...

  [24709]   November 15, 2010 TO: SEC RULES MEMBERS No. 121-10 EQUITY MARKETS ADVISORY COMMITTEE No. 44-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 59-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 31-10 ETF ADVISORY COMMITTEE No. 49-10 RE: ICI LETTER ON FSOC REQUEST FOR INFORMATION ON...

    [24704]   November 11, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-10 EQUITY MARKETS ADVISORY COMMITTEE No. 43-10 FIXED-INCOME ADVISORY COMMITTEE No. 28-10 SEC RULES COMMITTEE No. 53-10 SMALL FUNDS COMMITTEE No. 22-10 RE: DRAFT ICI LETTER ON SEC AND CFTC PROPOSALS TO...

  [24651]   October 26, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 42-10 SEC RULES COMMITTEE No. 46-10 RE: REMINDER - DECEMBER 8 EQUITY MARKETS ADVISORY COMMITTEE MEETING   In conjunction with the Institute’s Equity Markets Conference to be held on December 9, 2010 in New York...

  [24643]   October 22, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 33-10 COMPLIANCE MEMBERS No. 26-10 EQUITY MARKETS ADVISORY COMMITTEE No. 41-10 INTERNATIONAL MEMBERS No. 23-10 INVESTMENT ADVISER MEMBERS No. 12-10 PENSION MEMBERS No. 44-10 SEC RULES MEMBERS No. 107-10 SMALL FUNDS...

[24640] October 21, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 54-10 ETF ADVISORY COMMITTEE No. 48-10 EQUITY MARKETS ADVISORY COMMITTEE No. 40-10 FIXED-INCOME ADVISORY COMMITTEE No. 22-10 SEC RULES MEMBERS No. 106-10 RE: CFTC AND SEC PROPOSE RULES TO MITIGATE CONFLICTS OF...

[24640] October 21, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 54-10 ETF ADVISORY COMMITTEE No. 48-10 EQUITY MARKETS ADVISORY COMMITTEE No. 40-10 FIXED-INCOME ADVISORY COMMITTEE No. 22-10 SEC RULES MEMBERS No. 106-10 RE: CFTC AND SEC PROPOSE RULES TO MITIGATE CONFLICTS OF...

  [24623]   October 18, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 51-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-10 ETF ADVISORY COMMITTEE No. 45-10 EQUITY MARKETS ADVISORY COMMITTEE No. 39-10 FIXED-INCOME ADVISORY COMMITTEE No. 21-10 SEC RULES MEMBERS No. 103-10 RE: CFTC...

[24609] October 14, 2010 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 29-10 ETF ADVISORY COMMITTEE No. 44-10 EQUITY MARKETS ADVISORY COMMITTEE No. 38-10 FIXED-INCOME ADVISORY COMMITTEE No. 20-10 INTERNATIONAL MEMBERS No. 22-10 SEC RULES MEMBERS No. 101-10 RE: EU PROPOSES REGULATION...

[24589] October 8, 2010 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 28-10 ETF ADVISORY COMMITTEE No. 42-10 EQUITY MARKETS ADVISORY COMMITTEE No. 37-10 INVESTMENT COMPANY DIRECTORS No. 23-10 SEC RULES MEMBERS No. 99-10 RE: CFTC/SEC STAFF REPORT REGARDING MARKET EVENTS OF MAY 6, 2010...