Equity Markets Advisory Content

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Memo#
24311

SEC Proposes Large Trader Reporting Requirements

    [24311]   May 21, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-10 ETF ADVISORY COMMITTEE No. 18-10 EQUITY MARKETS ADVISORY COMMITTEE No. 16-10 SEC RULES COMMITTEE No. 20-10     RE: SEC PROPOSES LARGE TRADER REPORTING...
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Memo#
24280

CESR Publishes Consultation Papers on MiFID

    [24280]   May 4, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-10 INTERNATIONAL COMMITTEE No. 6-10     RE: CESR PUBLISHES CONSULTATION PAPERS ON MIFID   The Committee of European Securities Regulators (“CESR”) published three consultation papers as part of its scheduled review...
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Memo#
24266

ICI Comment Letter on SEC Concept Release on Equity Market Structure

    [24266]   April 26, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-10 SEC RULES MEMBERS No. 38-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-10 ETF ADVISORY COMMITTEE No. 16-10 RISK MANAGEMENT COMMITTEE No. 10-10 SMALL FUNDS...
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Memo#
24238

Draft ICI Comment Letter on SEC Concept Release on Equity Market Structure

    [24238]   April 15, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-10 SEC RULES COMMITTEE No. 17-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-10 ETF ADVISORY COMMITTEE No. 13-10 SMALL FUNDS COMMITTEE No. 4-10 RISK MANAGEMENT...
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Memo#
24210

ICI Comment Letter on SEC Proposal Relating to Market Access Arrangements

    [24210]   April 1, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 11-10 SEC RULES MEMBERS No. 28-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-10 ETF ADVISORY COMMITTEE No. 10-10 RISK MANAGEMENT COMMITTEE No. 7-10     RE: ICI...
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Memo#
24198

SEC Staff Evaluating the Use of Derivatives by Funds

    [24198]   March 26, 2010 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-10 ETF ADVISORY COMMITTEE No. 9-10 SEC RULES MEMBERS No. 26-10 EQUITY MARKETS ADVISORY COMMITTEE No. 10-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-10 SMALL FUNDS MEMBERS No. 20-10     RE: SEC STAFF...
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Memo#
24145

Mark Your Calendar - April 19 Equity Markets Advisory Committee Meeting

    [24145]   February 24, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 7-10 SEC RULES COMMITTEE No. 10-10     RE: MARK YOUR CALENDAR - APRIL 19 EQUITY MARKETS ADVISORY COMMITTEE MEETING   A meeting of the Equity Markets Advisory Committee has been scheduled for Monday, April 19...