Equity Markets Advisory Content

  [24414]   July 12, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 25-10 SEC RULES MEMBERS No. 62-10 RE: SEC REOPENS COMMENT PERIOD ON PROPOSAL TO ELIMINATE "FLASH ORDER" EXCEPTION FROM REGULATION NMS   The Securities and Exchange Commission is reopening the comment period, until...

    [24415]   July 12, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 36-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 19-10 ETF ADVISORY COMMITTEE No. 27-10 EQUITY MARKETS ADVISORY COMMITTEE No. 26-10 SEC RULES MEMBERS No. 63-10 RE: SEC PUBLISHES PROPOSED RULES FOR CLEARLY...

  [24384]   June 24, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 33-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 18-10 ETF ADVISORY COMMITTEE No. 26-10 SEC RULES MEMBERS No. 55-10 RE: ICI FOLLOW-UP SUBMISSION FOR SEC MARKET STRUCTURE...

  [24381]     June 23, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-10 ETF ADVISORY COMMITTEE No. 25-10 EQUITY MARKETS ADVISORY COMMITTEE No. 23-10 SEC RULES MEMBERS No. 54-10 RE: ICI COMMENT LETTER ON SEC LARGE TRADER REPORTING...

[24364]   June 14, 2010 TO: SEC RULES MEMBERS No. 53-10 EQUITY MARKETS ADVISORY COMMITTEE No. 22-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 16-10 ETF ADVISORY COMMITTEE No. 24-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 30-10 RE: ICI COMMENT LETTER ON SINGLE STOCK CIRCUIT BREAKERS...

[24360]   June 14, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 14-10 ETF ADVISORY COMMITTEE No. 22-10 EQUITY MARKETS ADVISORY COMMITTEE No. 20-10 SEC RULES COMMITTEE No. 25-10 RE: ICI DRAFT COMMENT LETTER ON SEC LARGE TRADER...

[24361]   June 14, 2010 TO: SEC RULES MEMBERS No. 52-10 EQUITY MARKETS ADVISORY COMMITTEE No. 21-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15-10 ETF ADVISORY COMMITTEE No. 23-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 29-10 RE: ICI SUBMISSION FOR SEC MARKET STRUCTURE ROUNDTABLE  ...

[24358]   June 11, 2010 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-10 ETF ADVISORY COMMITTEE No. 21-10 EQUITY MARKETS ADVISORY COMMITTEE No. 19-10 RE: SEC PROPOSES CONSOLIDATED AUDIT TRAIL   The Securities and Exchange Commission has proposed to require the Financial Industry...

    [24334]   May 27, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 27-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-10 ETF ADVISORY COMMITTEE No. 20-10 EQUITY MARKETS ADVISORY COMMITTEE No. 18-10 SEC RULES MEMBERS No. 50-10     RE: SEC PUBLISHES STOCK-BY-STOCK CIRCUIT BREAKER...

    [24325]   May 26, 2010 TO: BOARD OF GOVERNORS No. 5-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-10 COMPLIANCE MEMBERS No. 12-10 EQUITY MARKETS ADVISORY COMMITTEE No. 17-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-10 ETF ADVISORY COMMITTEE No. 19-10 FEDERAL LEGISLATION...