Equity Markets Advisory Content

  [24550]   September 23, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-10 SEC RULES COMMITTEE No. 38-10 RE: MARK YOUR CALENDAR - DECEMBER 8 EQUITY MARKETS ADVISORY COMMITTEE MEETING   In conjunction with the Institute’s Equity Markets Conference to be held on December 9, 2010 in...

  [24551]   September 22, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 47-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 27-10 ETF ADVISORY COMMITTEE No. 39-10 EQUITY MARKETS ADVISORY COMMITTEE No. 35-10 FIXED-INCOME ADVISORY COMMITTEE No. 18-10 MUNICIPAL SECURITIES ADVISORY...

[24545]   September 15, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-10 ETF ADVISORY COMMITTEE No. 38-10 EQUITY MARKETS ADVISORY COMMITTEE No. 34-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 36-10 FIXED-INCOME ADVISORY...

[24502]   August 19, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 44-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 25-10 ETF ADVISORY COMMITTEE No. 36-10 EQUITY MARKETS ADVISORY COMMITTEE No. 33-10 SEC RULES MEMBERS No. 83-10 RE: SEC AND CFTC SEEK COMMENT ON DEFINITIONS RELATED...

  [24477]   August 10, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-10 ETF ADVISORY COMMITTEE No. 35-10 EQUITY MARKETS ADVISORY COMMITTEE No. 32-10 SEC RULES MEMBERS No. 77-10 RE: ICI COMMENT LETTER ON SEC CONSOLIDATED AUDIT...

  [24464]   August 4, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-10 ETF ADVISORY COMMITTEE No. 34-10 EQUITY MARKETS ADVISORY COMMITTEE No. 31-10 SEC RULES COMMITTEE No. 32-10 RE: ICI DRAFT COMMENT LETTER ON SEC CONSOLIDATED...

  [24458]   August 2, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 23-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 41-10 COMPLIANCE MEMBERS No. 15-10 ETF ADVISORY COMMITTEE No. 33-10 EQUITY MARKETS ADVISORY COMMITTEE No. 30-10 RISK MANAGEMENT COMMITTEE No. 14-10 SEC RULES MEMBERS No. 72...

    [24437]   July 23, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 38-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-10 ETF ADVISORY COMMITTEE No. 30-10 EQUITY MARKETS ADVISORY COMMITTEE No. 28-10 SEC RULES MEMBERS No. 65-10 RE: ICI LETTER REGARDING SRO CLEARLY ERRONEOUS...

    [24438]   July 23, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-10 ETF ADVISORY COMMITTEE No. 31-10 EQUITY MARKETS ADVISORY COMMITTEE No. 29-10 SEC RULES MEMBERS No. 66-10 RE: ICI COMMENT LETTER ON EXPANSION OF SINGLE STOCK...

    [24431]   July 19, 2010 TO: BOARD OF GOVERNORS No. 6-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-10 COMPLIANCE MEMBERS No. 13-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-10 ETF ADVISORY COMMITTEE No. 29-10 EQUITY MARKETS ADVISORY COMMITTEE No. 27-10 FEDERAL LEGISLATION...