Equity Markets Advisory Content

[25164] May 4, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-11 ETF ADVISORY COMMITTEE No. 28-11 EQUITY MARKETS ADVISORY COMMITTEE No. 20-11 FIXED-INCOME ADVISORY COMMITTEE No. 34-11 SEC...

  [25079] April 11, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-11 ETF ADVISORY COMMITTEE No. 23-11 EQUITY MARKETS ADVISORY COMMITTEE No. 19-11 SEC RULES COMMITTEE No. 31-11 RE: SEC PUBLISHES LIMIT UP-LIMIT DOWN PROPOSAL   The...

  [24989] February 24, 2011 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-11 ETF ADVISORY COMMITTEE No. 20-11 EQUITY MARKETS ADVISORY COMMITTEE No. 18-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-11 SEC RULES MEMBERS No. 38-11 INVESTMENT COMPANY DIRECTORS No. 5-11 RE: CFTC-SEC...

[24987] February 23, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 19-11 EQUITY MARKETS ADVISORY COMMITTEE No. 17-11 FIXED-INCOME ADVISORY COMMITTEE No. 25-11 SEC RULES MEMBERS No. 37-11 SMALL FUNDS MEMBERS...

[24970] February 17, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 18-11 EQUITY MARKETS ADVISORY COMMITTEE No. 16-11 FIXED-INCOME ADVISORY COMMITTEE No. 22-11 SEC RULES COMMITTEE No. 16-11 SMALL FUNDS...

[24969] February 17, 2011 TO: SEC RULES MEMBERS No. 34-11 EQUITY MARKETS ADVISORY COMMITTEE No. 15-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-11 ETF ADVISORY COMMITTEE No. 17-11 RE: SEC AMENDS RULES OF PRACTICE FOR SRO RULE FILINGS  ...

[24968] February 16, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-11 INTERNATIONAL MEMBERS No. 6-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 5-11 SEC RULES MEMBERS No. 33-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-11 ETF ADVISORY COMMITTEE No. 16-11 CLOSED-END INVESTMENT...

[24951] February 8, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 15-11 EQUITY MARKETS ADVISORY COMMITTEE No. 13-11 FIXED-INCOME ADVISORY COMMITTEE No. 19-11 SEC RULES COMMITTEE No. 15-11 RE: ICI LETTER ON...

[24946] February 4, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 12-11 INTERNATIONAL MEMBERS No. 5-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 4-11 SEC RULES MEMBERS No. 28-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-11 ETF ADVISORY COMMITTEE No. 13-11 CLOSED-END INVESTMENT...

  [24939] February 3, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-11 BROKER/DEALER ADVISORY COMMITTEE No. 8-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-11 ETF ADVISORY COMMITTEE No. 12-11 EQUITY MARKETS ADVISORY COMMITTEE No. 11-11 FIXED-INCOME ADVISORY...