Equity Markets Advisory Content

    [24816]   December 28, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-10 ETF ADVISORY COMMITTEE No. 58-10 EQUITY MARKETS ADVISORY COMMITTEE No. 55-10 FIXED-INCOME ADVISORY COMMITTEE No. 37-10 SEC RULES COMMITTEE No. 69-10 SMALL FUNDS COMMITTEE No. 35-10 RE: CFTC AND SEC...

  [24792]   December 15, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 54-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 33-10 ETF ADVISORY COMMITTEE No. 57-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 73-10 SEC RULES MEMBERS No. 138-10 RE: CFTC REQUEST FOR COMMENT ON ANTI-DISRUPTIVE...

[24788] December 14, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-10 ETF ADVISORY COMMITTEE No. 56-10 EQUITY MARKETS ADVISORY COMMITTEE No. 53-10 FIXED-INCOME ADVISORY COMMITTEE No. 36-10 SEC RULES COMMITTEE No. 65-10 SMALL FUNDS COMMITTEE No. 31-10 RE: CFTC AND SEC JOINTLY...

  [24780]   December 10, 2010 TO: SEC RULES MEMBERS No. 135-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 70-10 SMALL FUNDS COMMITTEE No. 30-10 EQUITY MARKETS ADVISORY COMMITTEE No. 52-10 FIXED-INCOME ADVISORY COMMITTEE No. 35-10 ETF ADVISORY COMMITTEE No. 55-10 RE: JOINT INDUSTRY...

  [24773]   December 9, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 53-10 BROKER/DEALER ADVISORY COMMITTEE No. 61-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-10 ETF ADVISORY COMMITTEE No. 53-10 EQUITY MARKETS ADVISORY COMMITTEE No. 51-10 FIXED-INCOME ADVISORY...

  [24751]   November 30, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 67-10 ETF ADVISORY COMMITTEE No. 52-10 EQUITY MARKETS ADVISORY COMMITTEE No. 50-10 FIXED-INCOME ADVISORY COMMITTEE No. 33-10 SEC RULES MEMBERS No. 129-10 SMALL FUNDS COMMITTEE No. 25-10 RE: ICI COMMENT LETTER...

  [24740]   November 29, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 49-10 SEC RULES COMMITTEE No. 59-10 RE: REMINDER - DECEMBER 8 EQUITY MARKETS ADVISORY COMMITTEE MEETING - FINAL AGENDA ATTACHED   In conjunction with the Institute’s Equity Markets Conference to be held on...

  [24737]   November 26, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-10 ETF ADVISORY COMMITTEE No. 51-10 EQUITY MARKETS ADVISORY COMMITTEE No. 48-10 FIXED-INCOME ADVISORY COMMITTEE No. 32-10 SEC RULES COMMITTEE No. 58-10 SMALL FUNDS COMMITTEE No. 23-10 RE: CFTC ISSUES...

  [24715]   November 18, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 62-10 EQUITY MARKETS ADVISORY COMMITTEE No. 47-10 FIXED-INCOME ADVISORY COMMITTEE No. 30-10 SEC RULES MEMBERS No. 124-10 SMALL FUNDS MEMBERS No. 73-10 RE: ICI COMMENT LETTER ON SEC AND CFTC PROPOSALS TO...

    [24713]   November 17, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 46-10 SEC RULES COMMITTEE No. 55-10 RE: DECEMBER 8 EQUITY MARKETS ADVISORY COMMITTEE MEETING - DRAFT AGENDA ATTACHED   In conjunction with the Institute’s Equity Markets Conference to be held on December 9, 2010...