Equity Markets Advisory Content

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Memo#
24117

SEC Proposes New Rule Relating to Market Access Arrangements

    [24117]   February 3, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 4-10 SEC RULES MEMBERS No. 15-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-10 ETF ADVISORY COMMITTEE No. 4-10 RISK MANAGEMENT COMMITTEE No. 4-10     RE: SEC...
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Memo#
24096

SEC Issues Concept Release on Equity Market Structure

    [24096]   January 25, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-10 SEC RULES MEMBERS No. 11-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-10 ETF ADVISORY COMMITTEE No. 3-10 SMALL FUNDS MEMBERS No. 7-10 RISK MANAGEMENT...
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Memo#
24036

House Passes Financial Regulatory Reform Legislation

    [24036]   December 21, 2009 TO: BOARD OF GOVERNORS No. 9-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 65-09 COMPLIANCE MEMBERS No. 55-09 EQUITY MARKETS ADVISORY COMMITTEE No. 60-09 ETF ADVISORY COMMITTEE No. 43-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-09 FEDERAL LEGISLATION...
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Memo#
24028

ICI Comment Letter on SEC Credit Ratings Disclosure Proposal

    [24028]   December 18, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 62-09 EQUITY MARKETS ADVISORY COMMITTEE No. 58-09 FIXED-INCOME ADVISORY COMMITTEE No. 33-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 55-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 63-09 SEC RULES MEMBERS...
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Memo#
24029

ICI Comment Letter on SEC NRSRO Concept Release

    [24029]   December 18, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 63-09 EQUITY MARKETS ADVISORY COMMITTEE No. 59-09 FIXED-INCOME ADVISORY COMMITTEE No. 34-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 56-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 64-09 SEC RULES MEMBERS...
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Memo#
24010

ICI Draft Comment Letter on SEC Credit Ratings Disclosure Proposal

[24010]   December 11, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-09 EQUITY MARKETS ADVISORY COMMITTEE No. 57-09 FIXED-INCOME ADVISORY COMMITTEE No. 32-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 53-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 61-09 SEC RULES COMMITTEE...