Equity Markets Advisory Content

    [23554]   June 17, 2009 TO: SEC RULES COMMITTEE No. 35-09 ETF ADVISORY COMMITTEE No. 14-09 EQUITY MARKETS ADVISORY COMMITTEE No. 26-09     RE: ICI COMMENT LETTER ON CFTC'S CONCEPT RELEASE ON WHETHER TO ELIMINATE THE BONA FIDE HEDGE EXEMPTION FOR SWAP DEALERS   As we previously...

    [23522]   June 12, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 25-09 SEC RULES COMMITTEE No. 34-09     RE: REMINDER - JUNE 23 EQUITY MARKETS ADVISORY COMMITTEE MEETING; FINAL AGENDA   The next meeting of the Equity Markets Advisory Committee will be Tuesday, June 23, 2009.  The...

    [23525]   June 11, 2009 TO: SEC RULES COMMITTEE No. 32-09 EQUITY MARKETS ADVISORY COMMITTEE No. 23-09 ETF ADVISORY COMMITTEE No. 11-09     RE: DRAFT ICI COMMENT LETTER ON CFTC'S CONCEPT RELEASE ON WHETHER TO ELIMINATE THE BONA FIDE HEDGE EXEMPTION FOR SWAP DEALERS   The Commodity...

    [23526]   June 11, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-09 ETF ADVISORY COMMITTEE No. 12-09 SEC RULES COMMITTEE No. 33-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-09     RE: DRAFT ICI COMMENT LETTER ON SHORT SALE REGULATION; CONFERENCE CALL SCHEDULED FOR JUNE 15...

    [23520]   June 10, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 27-09 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-09 EQUITY MARKETS ADVISORY COMMITTEE No. 22-09 SEC RULES COMMITTEE No. 31-09     RE: FINRA REPROPOSES RULE ADDRESSING THE CIRCULATION OF RUMORS   As you know, last...

    [23509]   June 4, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 21-09 SEC RULES COMMITTEE No. 30-09     RE: REMINDER - JUNE 23 EQUITY MARKETS ADVISORY COMMITTEE MEETING; DRAFT AGENDA   The next meeting of the Equity Markets Advisory Committee will be Tuesday, June 23, 2009.  The...

[23474] May 21, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 20-09 INTERNATIONAL COMMITTEE No. 5-09 SEC RULES COMMITTEE No. 24-09 RE: ICI COMMENT LETTER ON IOSCO CONSULTATION REPORT ON “DIRECT ELECTRONIC ACCESS” ARRANGEMENTS As we previously informed you, the International...

    [23460]   May 18, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-09     RE: DRAFT ICI COMMENT LETTER ON IOSCO CONSULTATION REPORT ON “DIRECT ELECTRONIC ACCESS” ARRANGEMENTS   As we previously informed you, the International Organization of Securities Commissions (“IOSCO”) has...

[23416] April 24, 2009 TO: SEC RULES COMMITTEE No. 19-09 EQUITY MARKETS ADVISORY COMMITTEE No. 18-09 ETF ADVISORY COMMITTEE No. 10-09 RE: CFTC ISSUES CONCEPT RELEASE ON WHETHER TO ELIMINATE THE BONA FIDE HEDGE EXEMPTION FOR SWAP DEALERS The Commodity Futures Trading Commission (“CFTC”...

    [23416]   April 24, 2009 TO: SEC RULES COMMITTEE No. 19-09 EQUITY MARKETS ADVISORY COMMITTEE No. 18-09 ETF ADVISORY COMMITTEE No. 10-09     RE: CFTC ISSUES CONCEPT RELEASE ON WHETHER TO ELIMINATE THE BONA FIDE HEDGE EXEMPTION FOR SWAP DEALERS   The Commodity Futures Trading...