Equity Markets Advisory Content

Filter Results By
Showing Results 781 - 790 of 1261
ICI Default BG
Memo#
23102

Reminder - December 9 Equity Markets Advisory Committee Meeting; Final Agenda

    [23102]   December 3, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 63-08 SEC RULES COMMITTEE No. 86-08     RE: REMINDER - DECEMBER 9 EQUITY MARKETS ADVISORY COMMITTEE MEETING; FINAL AGENDA   The next meeting of the ICI’s Equity Markets Advisory Committee is scheduled for next...
ICI Default BG
Memo#
23091

FINRA Proposes Rule Addressing The Circulation Of Rumors

[23091] November 26, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 44-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 20-08 EQUITY MARKETS ADVISORY COMMITTEE No. 62-08 SEC RULES COMMITTEE No. 84-08 RE: FINRA PROPOSES RULE ADDRESSING THE CIRCULATION OF RUMORS As part of the process of...
ICI Default BG
Memo#
23085

Reminder - December 9 Equity Markets Advisory Committee Meeting; Draft Agenda

[23085] November 24, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 61-08 RE: REMINDER - DECEMBER 9 EQUITY MARKETS ADVISORY COMMITTEE MEETING; DRAFT AGENDA As we previously informed you, the next meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday, December...
ICI Default BG
Memo#
23077

Reminder - December 9 Equity Markets Advisory Committee Meeting

    [23077]   November 20, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 60-08     RE: REMINDER - DECEMBER 9 EQUITY MARKETS ADVISORY COMMITTEE MEETING   As we previously informed you, due to market conditions and several conflicts for ICI members and SEC speakers, we postponed the...
ICI Default BG
Memo#
23068

ICI Comments on SEC Study of Mark-To-Market Accounting

[23068] November 17, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-08 EQUITY MARKETS ADVISORY COMMITTEE No. 59-08 SEC RULES COMMITTEE No. 80-08 RE: ICI COMMENTS ON SEC STUDY OF MARK-TO-MARKET ACCOUNTING As we previously informed you, the Emergency Economic Stabilization Act of 2008...
ICI Default BG
Memo#
23042

Equity Markets Advisory Committee Meeting - New Date Scheduled

    [23042]   November 4, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 58-08     RE: EQUITY MARKETS ADVISORY COMMITTEE MEETING - NEW DATE SCHEDULED   As we previously informed you, due to market conditions and several conflicts for ICI members and SEC speakers, we postponed the next...
ICI Default BG
Memo#
23023

Government Responses to the Credit Crisis - Reference List

    [23023]   October 24, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-08 BOARD OF GOVERNORS No. 13-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 56-08 COMPLIANCE MEMBERS No. 58-08 ETF COMMITTEE No. 2-08 EQUITY MARKETS ADVISORY COMMITTEE No. 57-08 FEDERAL LEGISLATION MEMBERS No. 16...
ICI Default BG
Memo#
23013

SEC Adopts Series of Rules to Address Short Selling

    [23013] October 23, 2008 TO: ETF ADVISORY COMMITTEE No. 32-08 EQUITY MARKETS ADVISORY COMMITTEE No. 56-08 SEC RULES COMMITTEE No. 74-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-08 ACCOUNTING/TREASURERS COMMITTEE No. 13-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-08...