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Memo#
22884

SEC Issues New Rules to Combat Naked Short Selling

[22884] September 18, 2008 TO: SEC RULES MEMBERS No. 89-08 EQUITY MARKETS ADVISORY COMMITTEE No. 42-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-08 ETF ADVISORY COMMITTEE No. 22-08 RE: SEC ISSUES NEW RULES TO COMBAT NAKED SHORT SELLING The Securities and Exchange Commission issued...
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Memo#
22851

ICI Comment Letter on SEC Proposal to Remove NRSRO Ratings from Rule 2a-7

    [22851]   September 5, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 40-08 FIXED-INCOME ADVISORY COMMITTEE No. 24-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 19-08 INVESTMENT COMPANY DIRECTORS No. 14-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 22-08 MUNICIPAL SECURITIES...
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Memo#
22824

SEC and Australian Authorities Sign Mutual Recognition Agreement

    [22824]   August 27, 2008 TO: SEC RULES MEMBERS No. 80-08 EQUITY MARKETS ADVISORY COMMITTEE No. 37-08 INTERNATIONAL MEMBERS No. 12-08     RE: SEC AND AUSTRALIAN AUTHORITIES SIGN MUTUAL RECOGNITION AGREEMENT   The Securities and Exchange Commission entered into a mutual recognition...
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Memo#
22751

SEC Extends Emergency Order to Prohibit Naked Short Selling

[22751] July 31, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 35-08 SEC RULES COMMITTEE No. 55-08 RE: SEC EXTENDS EMERGENCY ORDER TO PROHIBIT NAKED SHORT SELLING The Securities and Exchange Commission has extended by 10 trading days its emergency order issued on July 15, 2008...