ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
[22888] September 19, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 43-08 ETF ADVISORY COMMITTEE No. 23-08 SEC RULES MEMBERS No. 90-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 36-08 RE: SEC ISSUES ADDITIONAL EMERGENCY ORDERS RELATED TO SHORT SELLING AND ISSUER REPURCHASES The...
[22884] September 18, 2008 TO: SEC RULES MEMBERS No. 89-08 EQUITY MARKETS ADVISORY COMMITTEE No. 42-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-08 ETF ADVISORY COMMITTEE No. 22-08 RE: SEC ISSUES NEW RULES TO COMBAT NAKED SHORT SELLING The Securities and Exchange Commission issued...
[22856] September 11, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 41-08 INTERNATIONAL COMMITTEE No. 23-08 SEC RULES MEMBERS No. 85-08 RE: ICI COMMENT LETTER ON SEC PROPOSAL TO MODIFY RULES ALLOWING FOREIGN BROKER-DEALERS TO ACCESS U.S. INVESTORS As we previously informed you, the...
[22829] August 28, 2008 TO: SEC RULES COMMITTEE No. 64-08 EQUITY MARKETS ADVISORY COMMITTEE No. 39-08 INTERNATIONAL COMMITTEE No. 22-08 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL TO MODIFY RULES ALLOWING FOREIGN BROKER-DEALERS TO ACCESS U.S. INVESTORS As we previously...
[22824] August 27, 2008 TO: SEC RULES MEMBERS No. 80-08 EQUITY MARKETS ADVISORY COMMITTEE No. 37-08 INTERNATIONAL MEMBERS No. 12-08 RE: SEC AND AUSTRALIAN AUTHORITIES SIGN MUTUAL RECOGNITION AGREEMENT The Securities and Exchange Commission entered into a mutual recognition...
[22751] July 31, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 35-08 SEC RULES COMMITTEE No. 55-08 RE: SEC EXTENDS EMERGENCY ORDER TO PROHIBIT NAKED SHORT SELLING The Securities and Exchange Commission has extended by 10 trading days its emergency order issued on July 15, 2008...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union