Equity Markets Advisory Content

    [22991]   October 10, 2008 TO: ACCOUNTING/TREASURERS MEMBERS No. 27-08 BOARD OF GOVERNORS No. 11-08 COMPLIANCE MEMBERS No. 54-08 END OF DAY PRICING FORUM No. 4-08 EQUITY MARKETS ADVISORY COMMITTEE No. 54-08 FIXED-INCOME ADVISORY COMMITTEE No. 30-08 INST. MONEY MARKET FUNDS...

 [22977]  October 8, 2008 TO: PENSION MEMBERS No. 62-08 INVESTMENT ADVISER MEMBERS No. 14-08 SEC RULES MEMBERS No. 118-08 EQUITY MARKETS ADVISORY COMMITTEE No. 53-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 15-08     RE: DEPARTMENT OF LABOR ISSUES FINAL RULE ON CROSS TRADING POLICIES...

    [22953]   October 2, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 14-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 49-08 COMPLIANCE MEMBERS No. 52-08 EQUITY MARKETS ADVISORY COMMITTEE No. 52-08 FIXED-INCOME ADVISORY COMMITTEE No. 29-08 INTERNATIONAL MEMBERS No. 15-08 SEC RULES...

 [22956] October 2, 2008 TO: SEC RULES MEMBERS No. 111-08 ETF ADVISORY COMMITTEE No. 30-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 48-08 EQUITY MARKETS ADVISORY COMMITTEE No. 51-08 INVESTMENT ADVISER MEMBERS No. 13-08 COMPLIANCE ADVISORY COMMITTEE No. 16-08 ACCOUNTING/TREASURERS...

[22927] September 29, 2008 TO: ETF ADVISORY COMMITTEE No. 28-08 EQUITY MARKETS ADVISORY COMMITTEE No. 49-08 SEC RULES MEMBERS No. 105-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 44-08 ACCOUNTING/TREASURERS MEMBERS No. 22-08 INVESTMENT ADVISER MEMBERS No. 12-08 COMPLIANCE MEMBERS No...

[22928] September 29, 2008 TO: COMPLIANCE MEMBERS No. 49-08 ETF ADVISORY COMMITTEE No. 29-08 EQUITY MARKETS ADVISORY COMMITTEE No. 50-08 SEC RULES MEMBERS No. 106-08 RE: SEC ISSUES SELECT BIBLIOGRAPHY ON REGISTERED INVESTMENT COMPANY USE OF SENIOR SECURITIES The staff of the...

[22915] September 25, 2008 TO: SEC RULES MEMBERS No. 102-08 EQUITY MARKETS ADVISORY COMMITTEE No. 48-08 ETF ADVISORY COMMITTEE No. 27-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-08 RE: SEC ISSUES GUIDANCE ON EMERGENCY ORDER CONCERNING DISCLOSURE OF SHORT SELLING ACTIVITY The...

[22906] September 24, 2008 TO: SEC RULES MEMBERS No. 98-08 ETF ADVISORY COMMITTEE No. 26-08 EQUITY MARKETS ADVISORY COMMITTEE No. 47-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-08 RE: SEC STAFF ISSUES GUIDANCE ON TEMPORARY NAKED SHORT SELLING RULE The Securities and Exchange...

[22903] September 23, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 13-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-08 COMPLIANCE ADVISORY COMMITTEE No. 15-08 EQUITY MARKETS ADVISORY COMMITTEE No. 46-08 FIXED-INCOME ADVISORY COMMITTEE No. 27-08 INTERNATIONAL COMMITTEE No. 24-08...

[22893] September 22, 2008 TO: ETF ADVISORY COMMITTEE No. 24-08 EQUITY MARKETS ADVISORY COMMITTEE No. 44-08 SEC RULES MEMBERS No. 93-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-08 RE: SEC ISSUES AMENDMENTS TO SHORT SALE EMERGENCY ORDERS AND EXPANDS RELATED ENFORCEMENT EFFORTS...