Equity Markets Advisory Content

[22739] July 28, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 33-08 FIXED-INCOME ADVISORY COMMITTEE No. 20-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 28-08 RE: SEC PUBLISHES ITS SECOND COMPLIANCE ALERT SUMMARIZING RECENT OCIE EXAM FINDINGS The SEC staff has published another...

[22740] July 28, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 34-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 29-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 20-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 15-08 FIXED-INCOME ADVISORY COMMITTEE No. 21-08 SEC RULES MEMBERS No...

[22712] July 18, 2008 TO: SEC RULES COMMITTEE No. 50-08 EQUITY MARKETS ADVISORY COMMITTEE No. 31-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 27-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-08 FIXED-INCOME ADVISORY COMMITTEE...

[22716] July 18, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 32-08 SEC RULES COMMITTEE No. 51-08 RE: SEC ISSUES AMENDMENT TO EMERGENCY ORDER TO PROHIBIT NAKED SHORT SELLING The Securities and Exchange Commission has issued an amendment [1] to its emergency order requiring that...

[22700] July 16, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 30-08 SEC RULES COMMITTEE No. 48-08 RE: SEC ISSUES EMERGENCY ORDER TO PROHIBIT NAKED SHORT SELLING The Securities and Exchange Commission issued an emergency order to prohibit "naked" short selling in the securities of...

[22660] July 8, 2008 TO: SEC RULES COMMITTEE No. 44-08 EQUITY MARKETS ADVISORY COMMITTEE No. 28-08 INTERNATIONAL COMMITTEE No. 16-08 RE: SEC PROPOSES TO MODIFY RULES ALLOWING FOREIGN BROKER-DEALERS TO ACCESS U.S. INVESTORS The Securities and Exchange Commission recently proposed to...

[22667] July 8, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-08FIXED-INCOME ADVISORY COMMITTEE No. 18-08INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-08MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-08MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 26-08SEC RULES COMMITTEE No. 45...

[22647] July 1, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 27-08 RE: MARK YOUR CALENDAR - NOV. 6 EQUITY MARKETS ADVISORY COMMITTEE MEETING A meeting of the Equity Markets Advisory Committee has been scheduled for Thursday, Nov. 6, 2008, at the offices of the Investment Company...

    [22619]   June 19, 2008 TO: SEC RULES COMMITTEE No. 42-08 EQUITY MARKETS ADVISORY COMMITTEE No. 26-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 24-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 15-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 10-08 FIXED-INCOME ADVISORY...

[22601] June 10, 2008 TO: SEC RULES MEMBERS No. 49-08EQUITY MARKETS ADVISORY COMMITTEE No. 25-08 RE: SEC APPROVES DTC AND NSCC PROPOSAL REGARDING SETTLEMENT OF INSTITUTIONAL TRANSACTIONS The Securities and Exchange Commission has approved a proposed rule change filed by The Depository...