Equity Markets Advisory Content

    [21794]   October 9, 2007 TO: DIRECTORS ISSUES ETF ADVISORY COMMITTEE No. 32-07 EQUITY MARKETS ADVISORY COMMITTEE No. 59-07 FIXED-INCOME ADVISORY COMMITTEE No. 33-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 32-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 29-07 MUNICIPAL...

  [21724]   October 3, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 58-07 SEC RULES COMMITTEE No. 78-07 RE: OCTOBER 11 EQUITY MARKETS ADVISORY COMMITTEE MEETING -- REMINDER AND AGENDA   As we previously informed you, in conjunction with the Institute’s Equity, Fixed-Income &...

  [21683]   October 1, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 56-07 SEC RULES COMMITTEE No. 73-07 RE: NYSE PROPOSES FURTHER MODIFICATIONS TO SPECIALISTS' DEALINGS   The Securities and Exchange Commission has published for comment a proposed rule change filed by the NYSE to...

  [21681]   October 1, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 57-07 SEC RULES COMMITTEE No. 74-07 RE: FINRA PROPOSES RULE CHANGES RELATING TO RESEARCH ANALYSTS CONFLICTS OF INTEREST   The Securities and Exchange Commission has published for comment two proposed rule changes...

    [21653]   September 24, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 55-07 SEC RULES COMMITTEE No. 70-07 RE: OCTOBER 11 EQUITY MARKETS ADVISORY COMMITTEE MEETING -- REMINDER AND DRAFT AGENDA   As we previously informed you, in conjunction with the Institute’s Equity, Fixed...

  [21617]   September 20, 2007 TO: ETF ADVISORY COMMITTEE No. 30-07 EQUITY MARKETS ADVISORY COMMITTEE No. 54-07 FIXED-INCOME ADVISORY COMMITTEE No. 26-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 24-07 MUNICIPAL SECURITIES ADVISORY...

  [21593]   September 13, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 53-07 RE: NYSE REVISES SPECIALIST PRICE IMPROVEMENT PARAMETERS   A proposed rule change filed by the New York Stock Exchange to modify the conditions that govern the ability of the specialists to provide price...

    [21570]   September 11, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 52-07 SEC RULES MEMBERS No. 119-07 RE: SEC SETTLES CHARGES AGAINST STOCK EXCHANGE FOR FAILING TO PROTECT INVESTOR TRADING PRIORITY   The Securities and Exchange Commission instituted a settled administrative...

  [21568]   September 7, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 23-07 MUNICIPAL SECURITIES ADVISORY COMMITTEE EQUITY MARKETS ADVISORY COMMITTEE No. 51-07 SEC RULES MEMBERS No. 117-07 RE: FINRA OFFERS FREE FIXED-INCOME TRADE DATA   The Financial Industry Regulatory Authority...

    [21556]   September 4, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 50-07 RE: NYSE REVISES SYSTEM OF SPECIALIST FIRMS’ COMPENSATION   The New York Stock Exchange filed with the Securities and Exchange Commission a proposal to change its system of payments to specialist firms by...