Equity Markets Advisory Content

    [21043]   April 9, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-07 SEC RULES COMMITTEE No. 37-07     RE: APRIL 17 EQUITY MARKETS ADVISORY COMMITTEE MEETING -- REMINDER AND FINAL AGENDA   As we previously informed you, a meeting of the Equity Markets Advisory Committee has...

  URGENT/ACTION REQUESTED [21028]   April 3, 2007 TO: PENSION COMMITTEE No. 10-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-07 INVESTMENT ADVISERS COMMITTEE No. 9-07 EQUITY MARKETS ADVISORY COMMITTEE No. 18-07 SEC RULES COMMITTEE No. 35-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10...

    [21012]   April 2, 2007 TO: SEC RULES MEMBERS No. 42-07 EQUITY MARKETS ADVISORY COMMITTEE No. 17-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-07 ETF ADVISORY COMMITTEE No. 15-07     RE: SEC RE-OPENS COMMENT PERIOD ON AMENDMENTS TO REGULATION SHO   The Securities and Exchange...

    [20996]   March 27, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-07 COMPLIANCE ADVISORY COMMITTEE No. 8-07 EQUITY MARKETS ADVISORY COMMITTEE No. 16-07 INTERNATIONAL COMMITTEE No. 7-07 INVESTMENT ADVISERS COMMITTEE No. 8-07 PENSION COMMITTEE No. 9-07 PRIMARY CONTACTS -...

    [20987]   March 23, 2007 TO: SEC RULES MEMBERS No. 39-07 COMPLIANCE MEMBERS No. 15-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-07 EQUITY MARKETS ADVISORY COMMITTEE No. 15-07 UNIT INVESTMENT TRUST MEMBERS No. 7-07 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-07 ETF...

    [20930]   March 20, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-07     RE: APRIL 17 EQUITY MARKETS ADVISORY COMMITTEE MEETING -- REMINDER AND DRAFT AGENDA   As we previously informed you, a meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday...

    [20965]   March 19, 2007 TO: INTERNATIONAL MEMBERS No. 5-07 SEC RULES MEMBERS No. 37-07 INVESTMENT ADVISER MEMBERS No. 9-07 EQUITY MARKETS ADVISORY COMMITTEE No. 13-07     RE: ICI COMMENT LETTER ON IOSCO CONSULTATION ON SOFT COMMISSIONS   The Institute submitted the attached...

    [20935]   March 8, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 12-07 INTERNATIONAL COMMITTEE No. 3-07 INVESTMENT ADVISERS COMMITTEE No. 6-07 SEC RULES COMMITTEE No. 23-07     RE: DRAFT ICI COMMENT LETTER ON IOSCO CONSULTATION ON SOFT COMMISSIONS   In late 2006, the Technical...

    [20933]   March 7, 2007 TO: SEC RULES MEMBERS No. 30-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-07 ETF ADVISORY COMMITTEE No. 10-07 EQUITY MARKETS ADVISORY COMMITTEE No. 11-07 UNIT INVESTMENT TRUST MEMBERS No. 4-07     RE: INSTITUTE LETTER ON NASD AND NYSE PROPOSALS RELATING...

    [20899]   February 23, 2007 TO: SEC RULES COMMITTEE No. 19-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-07 ETF ADVISORY COMMITTEE No. 8-07 EQUITY MARKETS ADVISORY COMMITTEE No. 10-07 UNIT INVESTMENT TRUST COMMITTEE No. 1-07     RE: NASD AND NYSE PROPOSALS RELATING TO RESEARCH...