Equity Markets Advisory Content

    [21385]   July 23, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-07 RE: NOTICE OF MEETING -- OCTOBER 11, 2007   In conjunction with the Institute’s Equity, Fixed-Income & Derivatives Markets Conference, the next meeting of the Equity Markets Advisory Committee has been...

    [21377]   July 20, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 16-07 SEC RULES MEMBERS No. 90-07 EQUITY MARKETS ADVISORY COMMITTEE No. 38-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 19-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 20-07 RE: SEC CHAIRMAN COX CALLS FOR...

    [21350]   July 12, 2007 TO: SEC RULES MEMBERS No. 81-07 EQUITY MARKETS ADVISORY COMMITTEE No. 37-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 41-07 ETF ADVISORY COMMITTEE No. 23-07 RE: SEC APPROVES NASDAQ PROPOSAL RELATING TO TICKER SYMBOLS   The Securities and Exchange Commission...

    [21318]   June 29, 2007 TO: SEC RULES MEMBERS No. 73-07 SMALL FUNDS MEMBERS No. 46-07 COMPLIANCE MEMBERS No. 29-07 EQUITY MARKETS ADVISORY COMMITTEE No. 36-07 RE: SEC ESTABLISHES FINANCIAL REPORTING ADVISORY COMMITTEE   On June 27, the Securities and Exchange Commission announced...

    [21311]   June 28, 2007 TO: SEC RULES COMMITTEE No. 55-07 EQUITY MARKETS ADVISORY COMMITTEE No. 35-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-07 SMALL FUNDS COMMITTEE No...

    [21308]   June 27, 2007 TO: INTERNATIONAL MEMBERS No. 17-07 PENSION MEMBERS No. 36-07 EQUITY MARKETS ADVISORY COMMITTEE No. 34-07 COMPLIANCE MEMBERS No. 28-07 SEC RULES MEMBERS No. 71-07 SMALL FUNDS MEMBERS No. 45-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-07 INTERNATIONAL...

  [21236]   June 13, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-07 EQUITY MARKETS ADVISORY COMMITTEE No. 33-07 INVESTMENT ADVISER MEMBERS No. 19-07 COMPLIANCE MEMBERS No. 24-07 SEC RULES MEMBERS No. 60-07 SMALL FUNDS MEMBERS No. 40-07 RE: INSTITUTE LETTER ON NASD AND NYSE...

  [21220]   June 7, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-07 COMPLIANCE ADVISORY COMMITTEE No. 10-07 EQUITY MARKETS ADVISORY COMMITTEE No. 31-07 INVESTMENT ADVISERS COMMITTEE No. 12-07 SEC RULES COMMITTEE No. 48-07 SMALL FUNDS COMMITTEE No. 20-07 RE: DRAFT COMMENT...

    [21215]   June 7, 2007 TO: SEC RULES MEMBERS No. 57-07 INVESTMENT COMPANY DIRECTORS No. 10-07 INVESTMENT ADVISER MEMBERS No. 17-07 SMALL FUNDS MEMBERS No. 36-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-07 EQUITY MARKETS ADVISORY COMMITTEE No. 32-07 RE: SEC CHAIRMAN COX CALLS...

  [21171]   May 25, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 28-07 EQUITY MARKETS ADVISORY COMMITTEE No. 30-07 INVESTMENT ADVISER MEMBERS No. 15-07 COMPLIANCE MEMBERS No. 19-07 SEC RULES MEMBERS No. 53-07 SMALL FUNDS MEMBERS No. 32-07 RE: NASD AND NYSE PROPOSALS RELATING TO...