Equity Markets Advisory Content

[22173] January 31, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 4-08 INTERNATIONAL COMMITTEE No. 6-08 INVESTMENT ADVISERS COMMITTEE No. 2-08 SEC RULES COMMITTEE No. 9-08 RE: CANADIAN SECURITIES REGULATORS RE- PROPOSE SOFT DOLLAR REGULATIONS   The Canadian Securities Administrators...

    [22148]   January 23, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 3-08     RE: MARK YOUR CALENDAR -- APRIL 29 EQUITY MARKETS ADVISORY COMMITTEE MEETING   A meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday, April 29, 2008, at the offices of the...

    [22130]   January 16, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 2-08 INTERNATIONAL COMMITTEE No. 3-08 INVESTMENT ADVISERS COMMITTEE No. 1-08 SEC RULES COMMITTEE No. 5-08     RE: IOSCO ISSUES FINAL REPORT ON SOFT COMMISSION ARRANGEMENTS FOR COLLECTIVE INVESTMENT SCHEMES    ...

    [22111]   January 9, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-08     RE: SEC APPROVES NYSE MATCHPOINT FACILITY   The Securities and Exchange Commission has approved a proposed rule change filed by the New York Stock Exchange to establish NYSE MatchPoint, an electronic...

    [22084]   December 28, 2007 TO: ETF ADVISORY COMMITTEE No. 37-07 EQUITY MARKETS ADVISORY COMMITTEE No. 65-07 RE: NASDAQ EXTENDS TRADING HOURS FOR ETFS   A proposed rule change filed by The Nasdaq Stock Market to permit trading of ETFs during Nasdaq’s pre- and post-market sessions...

    [22063]   December 21, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 64-07 SEC RULES MEMBERS No. 156-07 RE: GAO REVIEWS SEC INSPECTIONS OF SROS   The GAO recently released a report entitled: “Securities and Exchange Commission, Opportunities Exist to Improve Oversight of Self...

  [22034]   December 12, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 63-07 RE: NYSE PROPOSES TEMPORARY EXEMPTION TO SPECIALIST FIRM APPROVAL PROCESS   A proposed rule change filed by The New York Stock Exchange to provide NYSE Regulation with the authority to grant a prospective...

    [22027]   December 11, 2007 TO: ACCOUNTING/TREASURERS MEMBERS No. 38-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 72-07 COMPLIANCE MEMBERS No. 67-07 ETF ADVISORY COMMITTEE No. 36-07 EQUITY MARKETS ADVISORY COMMITTEE No. 62-07 FIXED-INCOME ADVISORY COMMITTEE No. 39-07 INST. MONEY...

    [21968]   November 23, 2007 TO: SEC RULES COMMITTEE No. 89-07 EQUITY MARKETS ADVISORY COMMITTEE No. 61-07 INTERNATIONAL COMMITTEE No. 29-07     RE: SEC SEEKS COMMENT ON REQUIRING DISCLOSURE OF BUSINESS ACTIVITIES IN COUNTRIES SPONSORING TERRORISM; CALL TO BE HELD DEC. 18TH   As we...

  [21873]   October 22, 2007 TO: BOARD OF GOVERNORS No. 25-07 EQUITY MARKETS ADVISORY COMMITTEE No. 60-07 FIXED-INCOME ADVISORY COMMITTEE No. 35-07 SEC RULES MEMBERS No. 139-07 SMALL FUNDS MEMBERS No. 99-07 RE: REMARKS BY INSTITUTE PRESIDENT AND CEO AT EQUITY, FIXED-INCOME &...