Equity Markets Advisory Content

    [22552]   May 23, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 15-08 EQUITY MARKETS ADVISORY COMMITTEE No. 24-08 SEC RULES MEMBERS No. 47-08 SMALL FUNDS MEMBERS No. 36-08     RE: FINRA ISSUES FOUR PROPOSALS ON RULEBOOK CONSOLIDATION; COMMENTS DUE TO FINRA BY JUNE 13   FINRA has...

    [22550]   May 21, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 23-08 ETF ADVISORY COMMITTEE No. 12-08 SEC RULES MEMBERS No. 45-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-08     RE: ICI COMMENT LETTER ON SEC’S PROPOSED ANTI-FRAUD SHORT SALE RULE   The Securities and Exchange...

    [22514]   May 16, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 22-08 ETF ADVISORY COMMITTEE No. 10-08 SEC RULES COMMITTEE No. 36-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-08     RE: ICI DRAFT COMMENT LETTER ON THE SEC’S PROPOSED ANTI-FRAUD SHORT SALE RULE   As we...

    [22512]   May 15, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 21-08     RE: SEC APPROVES EXPANSION OF NYSE RESERVE ORDER PILOT PROGRAM TO ALL EQUITY SECURITIES   A proposed rule change by the New York Stock Exchange (“NYSE”) to expand its Reserve Order pilot program, currently...

    [22470]   April 29, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 20-08     RE: REMINDER - EQUITY MARKETS ADVISORY COMMITTEE MEETING MAY 6; FINAL AGENDA   As we previously informed you, the next meeting of the Equity Markets Advisory Committee, will be Tuesday, May 6, 2008.  The...

    [22463]   April 25, 2008 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-08 COMPLIANCE MEMBERS No. 16-08 EQUITY MARKETS ADVISORY COMMITTEE No. 19-08 INTERNATIONAL MEMBERS No. 4-08 INVESTMENT ADVISER MEMBERS No. 7-08 PENSION MEMBERS No. 25-08 SEC RULES MEMBERS No. 36-08 SMALL FUNDS MEMBERS...

    [22428]   April 15, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 18-08     RE: SEC ISSUES EXEMPTIONS FROM TRADE-THROUGH RULE   The Securities and Exchange Commission has issued an order exempting non-convertible preferred securities (“NCPS”) from the trade-through provisions in...

    [22412]   April 10, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 17-08     RE: DATE CHANGE -- EQUITY MARKETS ADVISORY COMMITTEE MEETING MOVED TO MAY 6; DRAFT AGENDA   The next meeting of the Equity Markets Advisory Committee, originally scheduled for April 29, 2008, has been...

    [22392]   April 3, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 11-08 CEOS CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-08 EQUITY MARKETS ADVISORY COMMITTEE No. 16-08 FEDERAL LEGISLATION MEMBERS No. 4-08 INTERNATIONAL MEMBERS No. 3-08 INVESTMENT ADVISER MEMBERS No. 6-08 OPERATIONS...

    [22381]   March 28, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-08 ETF ADVISORY COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 26-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-08     RE: SEC PROPOSES ANTI-FRAUD SHORT SALE RULE; CONFERENCE CALL SCHEDULED FOR APRIL 9, 2008  ...