Equity Markets Advisory Content

[21533]   August 27, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 49-07     RE: OCTOBER 11 COMMITTEE MEETING -- REMINDER   As we previously informed you, in conjunction with the Institute’s Equity, Fixed-Income & Derivatives Markets Conference, the next meeting of the Equity Markets...

[21447]   August 13, 2007 TO: SEC RULES MEMBERS No. 109-07 EQUITY MARKETS ADVISORY COMMITTEE No. 48-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 51-07 ETF ADVISORY COMMITTEE No. 29-07 RE: SEC APPROVES RULE PROPOSAL RELATING TO SHORT SELLING   The Securities and Exchange Commission has...

[21465]   August 10, 2007 TO: BOARD OF GOVERNORS No. 20-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 18-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-07 COMPLIANCE ADVISORY COMMITTEE No. 17-07 EQUITY MARKETS ADVISORY COMMITTEE No. 47-07 FIXED-INCOME ADVISORY COMMITTEE No. 21-07 INST...

[21439]   August 8, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 46-07 ETF ADVISORY COMMITTEE No. 28-07 SEC RULES MEMBERS No. 106-07 SMALL FUNDS MEMBERS No. 69-07 RE: NYSE RULE PROPOSAL TO PERMIT SPECIALISTS TO TRADE ETFS WHILE REGISTERED AS SPECIALIST IN COMPONENT SECURITIES   The...

[21436]   August 7, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 45-07 SEC RULES MEMBERS No. 105-07 FIXED-INCOME ADVISORY COMMITTEE No. 20-07 SMALL FUNDS MEMBERS No. 68-07 RE: SEC APPROVES NASDAQ PROPOSAL TO REESTABLISH PORTAL MARKET SYSTEM   The Securities and Exchange Commission...

    [21416]   August 2, 2007 TO: CEOS CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-07 COMPLIANCE ADVISORY COMMITTEE No. 15-07 EQUITY MARKETS ADVISORY COMMITTEE No. 44-07 INTERNATIONAL COMMITTEE No. 22-07INVESTMENT ADVISERS COMMITTEE No. 14-07 PENSION COMMITTEE No. 22-07 PRIMARY...

    [21413]   August 1, 2007 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 14-07 ETF ADVISORY COMMITTEE No. 27-07 EQUITY MARKETS ADVISORY COMMITTEE No. 43-07 FIXED-INCOME ADVISORY COMMITTEE No. 19-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-07 529 PLAN ADVISORY COMMITTEE No. 8-07...

    [21397]   July 27, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 45-07 COMPLIANCE MEMBERS No. 41-07 ETF ADVISORY COMMITTEE No. 26-07 EQUITY MARKETS ADVISORY COMMITTEE No. 41-07 FIXED-INCOME ADVISORY COMMITTEE No. 17-07 SEC RULES MEMBERS No. 95-07 SMALL FUNDS MEMBERS No. 63-07...

    [21400]   July 27, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 18-07 SEC RULES MEMBERS No. 96-07 EQUITY MARKETS ADVISORY COMMITTEE No. 42-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 20-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 21-07 RE: SEC ISSUES WHITE PAPER ON...

    [21393]   July 25, 2007 TO: INTERNATIONAL MEMBERS No. 20-07 INTERNATIONAL COMMITTEE No. 20-07 INTERNATIONAL INVESTING SUBCOMMITTEE No. 8-07 PENSION MEMBERS No. 42-07 EQUITY MARKETS ADVISORY COMMITTEE No. 40-07 COMPLIANCE MEMBERS No. 38-07 SEC RULES MEMBERS No. 92-07 SMALL FUNDS...