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Memo#
20874

Institute Letter on SEC Rule Proposals Relating to Short Selling

    [20874]   February 16, 2007 TO: SEC RULES MEMBERS No. 20-07 EQUITY MARKETS ADVISORY COMMITTEE No. 8-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 12-07 ETF ADVISORY COMMITTEE No. 5-07     RE: INSTITUTE LETTER ON SEC RULE PROPOSALS RELATING TO SHORT SELLING   The Institute has filed...
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Memo#
20822

SEC Issues Rule Proposals Relating to Short Selling

    [20822]   January 29, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 2-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-07 SEC RULES COMMITTEE No. 9-07     RE: SEC ISSUES RULE PROPOSALS RELATING TO SHORT SELLING   The SEC has issued two rule proposals relating to short selling. ...