Equity Markets Advisory Content

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Memo#
20721

IOSCO Issues Consultation Report on Soft Commissions

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20721] December 22, 2006 TO: EQUITY MARKETS ADVISORY...
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Memo#
20625

NASD and NYSE Announce Plans to Create a Single SRO

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20625] November 28, 2006 TO: SEC RULES MEMBERS No. 104-06...
ICI Default BG
Memo#
20606

Institute Letter to Committee on Capital Markets Regulation

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20606] November 22, 2006 TO: BOARD OF GOVERNORS No. 27-06...
ICI Default BG
Memo#
20587

IDC Managing Director & ICI Laws Department Personnel

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20587] November 15, 2006 TO: 529 PLAN ADVISORY COMMITTEE No...
ICI Default BG
Memo#
20587

IDC Managing Director & ICI Laws Department Personnel

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20587] November 15, 2006 TO: 529 PLAN ADVISORY COMMITTEE No...
ICI Default BG
Memo#
20501

ICI Comment Letter on Proposed Canadian Soft Dollar Regulations

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20501] October 20, 2006 TO: EQUITY MARKETS ADVISORY...
ICI Default BG
Memo#
20388

Reminder - Notice of Committee Meeting and Final Meeting Agenda

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20388] September 21, 2006 TO: EQUITY MARKETS ADVISORY...
ICI Default BG
Memo#
20368

Draft Meeting Agenda and Time Change of Committee Meeting

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20368] September 14, 2006 TO: EQUITY MARKETS ADVISORY...