Equity Markets Advisory Content

    [23407]   April 20, 2009 TO: SEC RULES COMMITTEE No. 18-09 EQUITY MARKETS ADVISORY COMMITTEE No. 17-09 ETF ADVISORY COMMITTEE No. 9-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-09     RE: SEC PROPOSES SHORT SALE REGULATION; CONFERENCE CALL SCHEDULED FOR APRIL 22   The...

    [23396]   April 17, 2009 TO: SEC RULES MEMBERS No. 43-09 EQUITY MARKETS ADVISORY COMMITTEE No. 15-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 12-09 FIXED-INCOME ADVISORY COMMITTEE No. 11-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-09 INST. MONEY MARKET FUNDS ADVISORY...

  [23397] April 17, 2009 TO: SEC RULES MEMBERS No. 44-09 EQUITY MARKETS ADVISORY COMMITTEE No. 16-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 13-09 FIXED-INCOME ADVISORY COMMITTEE No. 12-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-09 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE...

    [23359]   March 27, 2009 TO: SEC RULES MEMBERS No. 33-09 EQUITY MARKETS ADVISORY COMMITTEE No. 14-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 11-09 FIXED-INCOME ADVISORY COMMITTEE No. 9-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-09 INST. MONEY MARKET FUNDS ADVISORY...

    [23346]   March 24, 2009 TO: SEC RULES MEMBERS No. 31-09 EQUITY MARKETS ADVISORY COMMITTEE No. 13-09     RE: SEC ISSUES APPROVAL FOR CME TO OPERATE AS CENTRAL COUNTERPARTY FOR SWAPS   The Securities and Exchange Commission approved conditional exemptions that allow the Chicago...

    [23340]   March 20, 2009 TO: SEC RULES COMMITTEE No. 15-09 EQUITY MARKETS ADVISORY COMMITTEE No. 12-09 FIXED-INCOME ADVISORY COMMITTEE No. 7-0 9MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 9-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 10-09 INST. MONEY MARKET FUNDS ADVISORY...

    [23315]   March 12, 2009 TO: BOARD OF GOVERNORS No. 4-09 EQUITY MARKETS ADVISORY COMMITTEE No. 11-09 FEDERAL LEGISLATION MEMBERS No. 2-09 FIXED-INCOME ADVISORY COMMITTEE No. 6-09 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 8-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 8-09...

    [23305]   March 9, 2009 TO: SEC RULES MEMBERS No. 26-09 EQUITY MARKETS ADVISORY COMMITTEE No. 10-09     RE: SEC ISSUES APPROVAL FOR ICE TRUST TO OPERATE AS CENTRAL COUNTERPARTY FOR SWAPS                 The Securities and Exchange Commission approved conditional exemptions that...

    [23303]   March 5, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 9-09     RE: MARK YOUR CALENDAR - JUNE 23 EQUITY MARKETS ADVISORY COMMITTEE MEETING   A meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday, June 23, 2009, at the offices of the...

    [23295]   March 4, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 8-09 SEC RULES COMMITTEE No. 10-09     RE: SEC CHARGES 14 SPECIALIST FIRMS WITH IMPROPER PROPRIETARY TRADING   The SEC brought enforcement actions against 14 specialist firms for unlawful proprietary trading on...