Equity Markets Advisory Content

    [23739]   August 25, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-09 SEC RULES COMMITTEE No. 48-09     RE: SEPTEMBER 23 EQUITY MARKETS ADVISORY COMMITTEE MEETING; DRAFT AGENDA   In conjunction with the Institute’s Capital Markets Conference on September 24, 2009, the next...

    [23735]   August 24, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-09 ETF ADVISORY COMMITTEE No. 27-09 EQUITY MARKETS ADVISORY COMMITTEE No. 35-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 6-09 SEC RULES MEMBERS No. 91-09     RE: SEC RE-OPENS COMMENT PERIOD ON SHORT SALE...

[23660]   July 29, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 34-09 CHIEF COMPLIANCE OFFICER COMMITTEE No. 11-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 30-09 COMPLIANCE MEMBERS No. 35-09 ETF ADVISORY COMMITTEE No. 23-09 EQUITY MARKETS ADVISORY COMMITTEE No. 34-09 INVESTMENT ADVISER...

    [23642]   July 21, 2009 TO: SEC RULES MEMBERS No. 78-09 SMALL FUNDS MEMBERS No. 44-09 EQUITY MARKETS ADVISORY COMMITTEE No. 33-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 31-09 FIXED-INCOME ADVISORY COMMITTEE No. 18-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 35-09     RE...

    [23625]   July 14, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 32-09 SEC RULES MEMBERS No. 74-09 ETF ADVISORY COMMITTEE No. 20-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 5-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-09     RE: CESR ISSUES CONSULTATION PAPER ON SHORT...

[23567]   June 19, 2009 TO: BOARD OF GOVERNORS No. 5-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-09 EQUITY MARKETS ADVISORY COMMITTEE No. 30-09 FEDERAL LEGISLATION MEMBERS No. 6-09 FIXED-INCOME ADVISORY COMMITTEE No. 14-09 INTERNATIONAL MEMBERS No. 14-09 INVESTMENT ADVISER MEMBERS...

    [23571]   June 19, 2009 TO: SEC RULES MEMBERS No. 66-09 EQUITY MARKETS ADVISORY COMMITTEE No. 31-09 ETF ADVISORY COMMITTEE No. 18-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 3-09     RE: ICI COMMENT LETTER ON SEC SHORT SALE...

    [23566]   June 19, 2009 TO: SEC RULES MEMBERS No. 63-09 EQUITY MARKETS ADVISORY COMMITTEE No. 29-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 23-09 FIXED-INCOME ADVISORY COMMITTEE No. 13-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-09     RE: JOINT FORUM ISSUES FINAL PAPER ON...

    [23557]   June 18, 2009 TO: INTERNATIONAL MEMBERS No. 13-09 EQUITY MARKETS ADVISORY COMMITTEE No. 28-09     RE: CESR CALL FOR EVIDENCE ON MUTUAL RECOGNITION WITH NON-EU JURISDICTIONS   In May 2008 the Committee of European Securities Regulators (“CESR”) organized a Task Force on...

    [23558]   June 18, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 27-09 SEC RULES COMMITTEE No. 36-09     RE: REMINDER - JUNE 23 EQUITY MARKETS ADVISORY COMMITTEE MEETING; FINAL AGENDA   The next meeting of the Equity Markets Advisory Committee will be Tuesday, June 23, 2009.  The...