Equity Markets Advisory Content

[26404] August 21, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-12 RE: MARK YOUR CALENDAR - NOVEMBER 1 EQUITY MARKETS ADVISORY COMMITTEE MEETING   In conjunction with ICI’s Capital Markets Conference to be held on November 2, 2012 in New York, the next meeting of the Equity...

[26400] August 20, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 54-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 29-12 ETF ADVISORY COMMITTEE No. 30-12 EQUITY MARKETS ADVISORY COMMITTEE No. 18-12 SEC RULES MEMBERS No. 76-12 RE: ICI LETTER ON SEC ORDER RELATING TO EXCHANGE MARKET...

[26388] August 9, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 28-12 ETF ADVISORY COMMITTEE No. 29-12 EQUITY MARKETS ADVISORY COMMITTEE No. 17-12 SEC RULES COMMITTEE No. 49-12 RE: DRAFT ICI LETTER ON SEC ORDER RELATING TO...

[26377] August 8, 2012 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-12 EQUITY MARKETS ADVISORY COMMITTEE No. 15-12 RE: INSTITUTE FORMS SECURITIES OPERATIONS ADVISORY GROUP; INVITES MEMBER PARTICIPATION   Over the past few years several securities industry initiatives have surfaced that...

[26381] August 8, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 16-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 27-12 ETF ADVISORY COMMITTEE No. 28-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 52-12 SEC RULES MEMBERS No. 74-12 RE: SEC...

[26288] July 11, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-12 ETF ADVISORY COMMITTEE No. 23-12 EQUITY MARKETS ADVISORY COMMITTEE No. 14-12 FIXED-INCOME ADVISORY COMMITTEE No...

  [26278] June 29, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-12 ETF ADVISORY COMMITTEE No. 21-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-12 SEC RULES MEMBERS No. 56-12...

[26227] June 11, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 16-12 ETF ADVISORY COMMITTEE No. 14-12 EQUITY MARKETS ADVISORY COMMITTEE No. 12-12 RE: ICI LETTER ON NYSE ARCA PROPOSAL TO ESTABLISH A MARKET MAKER INCENTIVE PROGRAM  ...

[26217] June 5, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15-12 ETF ADVISORY COMMITTEE No. 13-12 EQUITY MARKETS ADVISORY COMMITTEE No. 11-12 RE: DRAFT ICI LETTER ON NYSE ARCA PROPOSAL TO ESTABLISH A MARKET MAKER INCENTIVE...

[26199] May 29, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-12 SEC RULES COMMITTEE No. 34-12 RE: REMINDER - JUNE 6 EQUITY MARKETS ADVISORY COMMITTEE MEETING; FINAL AGENDA ATTACHED   Just a reminder – a meeting of the Equity Markets Advisory Committee has been scheduled for...