Equity Markets Advisory Content

[31880] August 1, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Litigation & Enforcement Trading and Markets RE: ICI and CII File Amicus Brief Supporting the SEC's Transaction Fee Pilot for Listed Stocks The Investment Company Institute (ICI) and Council of...

[31857] July 17, 2019 TO: Equity Markets Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Consultation on the Development of Market Data...

[31855] July 15, 2019 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Internal Audit Committee...

[31850] July 12, 2019 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee RE: IOSCO Issues Final Report on Liquidity in Corporate Bond Markets Under Stressed Conditions The Board of the International Organization of Securities...

[31838] July 8, 2019 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Monday, July 29, 2019 The Securities and Exchange Commission Fixed Income Market Structure Advisory Committee...

[31835] July 3, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: SEC Adopts Final Rules on Capital, Margin, and Segregation for...

[31833] July 2, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: EU Publishes Amendments to...

[31822] June 24, 2019 TO: ICI Members ICI Global Members SUBJECTS: Advertising Closed-End Funds Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Investment Advisers Systemic Risk Trading and Markets Transfer Agency Variable Insurance Products RE: ICI Summary of Spring...

[31810] June 17, 2019 TO: ICI Members ICI Global Members SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ESMA Issues Final Report on Periodic Auctions The European Securities and Markets Authority (ESMA) recently issued a final report on periodic...

[31793] June 10, 2019 TO: Equity Markets Advisory Committee RE: Save the Date - October 2 Equity Markets Advisory Committee Meeting The fall meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, October 2, 2019. The meeting will be held at the Investment...