Equity Markets Advisory Content

[32082] December 6, 2019 TO: Equity Markets Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Report on the Development of Prices for Market...

[32074] December 5, 2019 TO: ICI Members Closed-End Investment Company Committee Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Closed-End Funds Compliance Derivatives Investment Advisers RE: CFTC Adopts Amendments to...

[32068] November 27, 2019 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Advisers Committee Operations Committee Pension Committee SEC Rules Committee Transfer Agent Advisory Committee SUBJECTS: Alternative Investments Compliance Disclosure...

[32059] November 21, 2019 TO: ICI Members ICI Global Members Chief Risk Officer Committee ICI Global Brexit Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE...

[32041] November 6, 2019 TO: Equity Markets Advisory Committee RE: ICI Draft Comment Letter on SEC's Proposed Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments; Your Comments Requested by November 20th The Securities and Exchange Commission recently proposed...

[32018] October 21, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Trading and Markets RE: ICI Letter Opposing Cboe EDGA Exchange Proposed Liquidity Provider Protection Delay Mechanism We filed a letter with the Commission today expressing opposition to a Chicago...

[32008] October 14, 2019 TO: Equity Markets Advisory Committee RE: Your Comments Requested by October 17: Draft Letter on Cboe EDGA Exchange Proposed Liquidity Provider Protection Delay Mechanism The attached draft letter expresses opposition to the proposal by Chicago Board Options...

[31975] September 20, 2019 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee SUBJECTS: Derivatives Disclosure Fixed Income Securities Fund Accounting &...

[31974] September 19, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Trading and Markets RE: ICI Joins Petition for Transparency of Funding of Consolidated Equity Market Data ICI, jointly with three other trade associations and a broad range of capital markets...

[31963] September 16, 2019 TO: ICI Global Members Global Operations Advisory Committee - Asia ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Distribution International/Global Investment Advisers Trading and Markets RE: Update on ICI Global's Recent Meetings...