Equity Markets Advisory Content

[32483] May 26, 2020 TO: ICI Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Derivatives Disclosure Investment Advisers Trading and Markets RE: CFTC Issues COVID...

[32480] May 22, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Investment Advisers Trading and Markets RE: ICI Files Comment Letter with CFTC on Swap Data Reporting Proposals On May 22nd, ICI filed a comment letter with the Commodity Futures Trading...

[32474] May 21, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC's GMAC Margin Subcommittee Issues Report on...

[32471] May 20, 2020 TO: Chief Information Security Officer Committee Equity Markets Advisory Committee Technology Committee RE: SEC Adopts Amendments to CAT NMS Plan to Require Implementation Plan and Financial Accountability The SEC recently adopted amendments to the national market...

[32466] May 19, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: EBA Publishes Draft...

[32460] May 15, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ETF Advisory Committee Fixed-Income Advisory Committee Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI...

[32453] May 11, 2020 TO: ICI Members SUBJECTS: Trading and Markets RE: SEC Issues Final Order to Reform NMS Equity Data Plan Governance We are pleased to report that the SEC voted unanimously to issue a final order directing the SROs—the equity exchanges and FINRA—to submit a new...

[32447] May 7, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee RE: ICI Global's Draft MiFID II Response to the European Commission - Member Comments Requested by 11 May 2020 As previously advised, [1] on 17 February 2020 the European Commission issued...

[32433] May 4, 2020 TO: ICI Members SUBJECTS: Alternative Investments Closed-End Funds Compliance Derivatives Fund Accounting & Financial Reporting Investment Advisers RE: CFTC Proposes Revisions to Periodic Reporting Requirements for Commodity Pool Operators The Commodity Futures...

[32436] May 4, 2020 TO: ICI MembersICI Global Members SUBJECTS: Exchange-Traded Funds (ETFs)Fixed Income SecuritiesInvestment AdvisersMoney Market FundsMunicipal SecuritiesSystemic RiskTrading and Markets RE: UPDATED Reference Guide: Federal Reserve Funding Facilities Established in...