Equity Markets Advisory Content

[13116] February 2, 2001 TO: SEC RULES MEMBERS No. 12-01 EQUITY MARKETS ADVISORY COMMITTEE No. 4-01 RE: SEC ORDER APPROVING NASDAQ SUPERMONTAGE PROPOSAL The Securities and Exchange Commission has issued an order approving Nasdaq’s proposed Order Display Facility and Order Collector...

[13035] January 12, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 3-01 SEC RULES COMMITTEE No. 4-01 RE: SEC RELEASES STAFF REPORT ON ORDER EXECUTION QUALITY The SEC’s Office of Economic Analysis has released a report comparing the costs of trading equity securities on the Nasdaq...

[13015] January 10, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 2-01 SEC RULES COMMITTEE No. 2-01 RE: CHAIRMAN LEVITT’S REMARKS REGARDING SECURITIES MARKET STRUCTURE ISSUES SEC Chairman Arthur Levitt recently delivered a speech focusing on several issues currently facing the...

[12978] January 2, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-01 RE: SEC APPROVES NYSE PROPOSED RULE CHANGE ESTABLISHING XPRESS ORDERS AND QUOTES The Securities and Exchange Commission has issued an order approving a proposed rule change filed by the New York Stock Exchange, and...

[12954] December 20, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 64-00 RE: PROPOSED RULE CHANGE ESTABLISHING THE ARCHIPELAGO EXCHANGE The Securities and Exchange Commission has published for comment a proposed rule change filed by the Pacific Exchange (“PCX”), through its...

[12942] December 18, 2000 TO: SEC RULES COMMITTEE No. 133-00 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-00 EQUITY MARKETS ADVISORY COMMITTEE No. 63-00 UNIT INVESTMENT TRUST COMMITTEE No. 30-00 INVESTMENT ADVISERS COMMITTEE No. 25-00 RE: NASD AMENDS PROPOSED RULE CHANGE RELATING TO...

[12919] December 7, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 62-00 RE: SEC RELEASES AGENDA AND LIST OF PARTICIPANTS FOR DECIMALIZATION ROUNDTABLE The Securities and Exchange Commission’s Division of Market Regulation has released an agenda and a list of confirmed participants...

[12917] December 7, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 61-00 SEC RULES COMMITTEE No. 130-00 RE: INSTITUTE COMMENT LETTER ON AMENDMENT NO. 8 TO SUPERMONTAGE PROPOSAL The Institute has filed a comment letter (attached) with the Securities and Exchange Commission on Amendment...

[12901] November 29, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 60-00 SEC RULES COMMITTEE No. 128-00 RE: NOTICE OF MEETING OF SEC ADVISORY COMMITTEE ON MARKET INFORMATION The Securities and Exchange Commission announced that the second meeting of the Advisory Committee on Market...

[12883] November 22, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 59-00 RE: SEC TO CONDUCT ROUNDTABLE ON DECIMALIZATION The Securities and Exchange Commission has announced that the SEC’s Division of Market Regulation will hold a roundtable to discuss the conversion to decimal...