Equity Markets Advisory Content

[13542] May 25, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-01 RE: SEC EXTENDS DEADLINE FOR SUBMISSION OF DECIMALIZATION STUDIES AND RELATED RULE FILINGS The Securities and Exchange Commission has issued an order extending the deadlines for the securities exchanges and the NASD...

[13494] May 9, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-01 SEC RULES COMMITTEE No. 36-01 RE: NYSE RESPONSE TO ICI LETTER RECOMMENDING CHANGES TO ADDRESS BUYSIDE DECIMALIZATION CONCERNS As we previously informed you,1 the Institute sent a letter to the New York Stock Exchange...

[13369] April 6, 2001 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-01 EQUITY MARKETS ADVISORY COMMITTEE No. 12-01 FIXED-INCOME ADVISORY COMMITTEE No. 4-01 SEC RULES MEMBERS No. 29-01 RE: INSTITUTE COMMENT LETTER ON SEC PROPOSAL RELATING TO PROPOSED RULE CHANGES OF SELF-REGULATORY...

[13334] April 3, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 11-01 RE: AMENDMENT TO NYSE RULE RELATING TO THE DISSEMINATION OF DEPTH INDICATIONS AND DEPTH CONDITIONS The Securities and Exchange Commission has issued a notice of the filing and immediate effectiveness of an NYSE...

[13277] March 20, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-01 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-01 FIXED-INCOME ADVISORY COMMITTEE No. 3-01 SEC RULES COMMITTEE No. 29-01 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSED RULE RELATING TO PROPOSED RULE CHANGES OF...

[13274] March 16, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 9-01 RE: REMINDER - NOTICE OF MEETING - APRIL 12, 2001 As we previously informed you, a meeting of the Equity Markets Advisory Committee has been scheduled for Thursday, April 12, 2001 at the offices of the Investment...

[13224] March 5, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 8-01 SEC RULES COMMITTEE No. 21-01 RE: INSTITUTE LETTER TO NYSE RECOMMENDING CHANGES TO ADDRESS BUYSIDE DECIMALIZATION CONCERNS The Institute recently sent a letter to the New York Stock Exchange addressing problems that...

[13169] February 15, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 7-01 RE: NOTICE OF MEETING - APRIL 12, 2001 A meeting of the Equity Markets Advisory Committee has been scheduled for Thursday, April 12, 2001 at the offices of the Investment Company Institute, 1401 H Street, N.W...

[13142] February 7, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 6-01 RE: NASD PROPOSED RULE CHANGE RELATING TO LOCKED AND CROSSED MARKETS The Securities and Exchange Commission has published for comment a proposed rule change filed by the NASD, through its wholly-owned subsidiary...

[13123] February 5, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 5-01 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-01 FIXED-INCOME ADVISORY COMMITTEE No. 1-01 SEC RULES COMMITTEE No. 13-01 RE: SEC PROPOSED RULE RELATING TO PROPOSED RULE CHANGES OF SELF- REGULATORY ORGANIZATIONS The...