Equity Markets Advisory Content

[12547] August 30, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 48-00 SEC RULES COMMITTEE No. 110-00 RE: SEC EXTENDS COMMENT PERIOD FOR SUPERMONTAGE PROPOSAL As we previously informed you,1 the Securities and Exchange Commission has published for comment a proposed rule change filed...

[12541] August 29, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 46-00 RE: SEC APPROVES JOINT OPTIONS INTERMARKET LINKAGE PLAN The Securities and Exchange Commission has issued an order authorizing the American Stock Exchange, the Chicago Board Options Exchange, and the International...

[12542] August 29, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 47-00 RE: SEC PROPOSES TRADE-THROUGH DISCLOSURE RULE AND AMENDMENTS TO FIRM QUOTE RULE FOR OPTIONS MARKETS The Securities and Exchange Commission has proposed a new rule under the Securities Exchange Act, Rule 11Ac1-7...

[12497] August 17, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 45-00 SEC RULES COMMITTEE No. 107-00 RE: NASD PROPOSED RULE CHANGE AMENDING SUPERMONTAGE PROPOSAL The Securities and Exchange Commission has published for comment a proposed rule change filed by the NASD1 (a copy of...

[12489] August 16, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 44-00 SEC RULES COMMITTEE No. 106-00 RE: DECIMALS IMPLEMENTATION PLAN FOR THE EQUITIES AND OPTIONS MARKETS As we previously informed you, in January the Securities and Exchange Commission ordered the various U.S. stock...

[12472] August 10, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 43-00 SEC RULES COMMITTEE No. 105-00 RE: SEC ISSUES PROPOSED RULES ON DISCLOSURE OF ORDER ROUTING AND EXECUTION PRACTICES The Securities and Exchange Commission has proposed two rules relating to the disclosure of order...

[12420] August 1, 2000 TO: ACCOUNTING/TREASURERS MEMBERS No. 21-00 CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-00 COMPLIANCE ADVISORY COMMITTEE No. 29-00 EQUITY MARKETS ADVISORY COMMITTEE No. 42-00 FIXED-INCOME ADVISORY COMMITTEE No. 5-00 INTERNATIONAL MEMBERS No. 12-00 INVESTMENT...

[12395] July 26, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 41-00 SEC RULES COMMITTEE No. 100-00 RE: SEC ESTABLISHES ADVISORY COMMITTEE ON MARKET INFORMATION The Securities and Exchange Commission announced (press release attached) that it is establishing a federal advisory...

[12185] July 6, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 40-00 RE: INSTITUTE COMMENT LETTER ON NYSE DIRECT+ PROPOSAL As we previously informed you,1 the Securities and Exchange Commission published for comment a proposed rule change filed by the New York Stock Exchange2 (...

[12138] June 29, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-00 RE: DRAFT INSTITUTE COMMENT LETTER ON NYSE DIRECT+ PROPOSAL As we previously informed you,1 the Securities and Exchange Commission (“SEC”) has published for comment a proposed rule change filed by the New York Stock...