Equity Markets Advisory Content

[12853] November 14, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 58-00 RE: NASD PROPOSED RULE CHANGE AMENDING SUPERMONTAGE PROPOSAL The Securities and Exchange Commission has published for comment Amendment No. 8 to Nasdaq’s proposed Order Display Facility (“SuperMontage”).1 The...

[12817] November 1, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 57-00 RE: INSTITUTE LETTER TO SEC ON ICI/SIA TRANSPARENCY WORKING GROUP The Institute recently sent a letter to SEC Chairman Levitt (a copy of which is attached) regarding the joint ICI/Securities Industry Association...

[12749] October 18, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 56-00 RE: DRAFT AGENDA FOR OCTOBER 25 MEETING Attached is a draft agenda for the Equity Markets Advisory Committee meeting scheduled for Wednesday, October 25 at 3:00 p.m. at the Sheraton New York Hotel and Towers, 811...

[12746] October 16, 2000 TO: ACCOUNTING/TREASURERS MEMBERS No. 27-00 CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-00 COMPLIANCE ADVISORY COMMITTEE No. 36-00 EQUITY MARKETS ADVISORY COMMITTEE No. 55-00 INTERNATIONAL MEMBERS No. 16-00 INVESTMENT ADVISER MEMBERS No. 36-00 OPERATIONS...

[12726] October 6, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 54-00 END OF DAY PRICING FORUM No. 1-00 RE: STOCK MARKETS AGREE TO DISTINGUISH AFTER-HOURS AND REGULAR SESSION TRADES WITH "T" MODIFIER The Securities and Exchange Commission has announced that the stock markets that...

[12678] September 27, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 53-00 RE: NOTICE OF MEETING - OCTOBER 25, 2000 In conjunction with the Institute’s Equity Markets Conference, a meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, October 25, 2000 at...

[12666] September 25, 2000 TO: ACCOUNTING/TREASURERS MEMBERS No. 25-00 CLOSED-END INVESTMENT COMPANY MEMBERS No. 19-00 COMPLIANCE ADVISORY COMMITTEE No. 34-00 EQUITY MARKETS ADVISORY COMMITTEE No. 52-00 INTERNATIONAL MEMBERS No. 14-00 INVESTMENT ADVISER MEMBERS No. 34-00 OPERATIONS...

[12654] September 22, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 51-00 RE: AMENDMENTS TO NYSE, NASDAQ AND AMEX RULES TO IMPLEMENT DECIMAL PRICING In response to an order of the Securities and Exchange Commission, the national securities exchanges1 and the National Association of...

[12667] September 22, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 50-00 SEC RULES COMMITTEE No. 116-00 RE: INSTITUTE COMMENT LETTER ON PROPOSED DISCLOSURE RULES RELATING TO EXECUTION AND ORDER ROUTING PRACTICES The ICI filed the attached comment letter on proposed Rules 11Ac1-5 and...

[12620] September 13, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 49-00 RE: DRAFT COMMENT LETTER ON PROPOSED DISCLOSURE RULES RELATING TO ORDER ROUTING AND EXECUTION PRACTICES Attached is a draft comment letter on the SEC’s proposed rules relating to the disclosure of order routing...