Equity Markets Advisory Content

[12105] June 26, 2000 TO: ACCOUNTING/TREASURERS MEMBERS No. 16-00 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-00 COMPLIANCE ADVISORY COMMITTEE No. 23-00 EQUITY MARKETS ADVISORY COMMITTEE No. 38-00 FIXED-INCOME ADVISORY COMMITTEE No. 4-00 INTERNATIONAL MEMBERS No. 9-00 INVESTMENT...

[12100] June 23, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 37-00 RE: NYSE PROPOSED RULE CHANGE RELATING TO THE IMPLEMENTATION OF NYSE DIRECT+ The Securities and Exchange Commission (“SEC”) has published for comment a proposed rule change filed by the New York Stock Exchange1...

[12031] June 20, 2000 TO: SEC RULES COMMITTEE No. 90-00 EQUITY MARKETS ADVISORY COMMITTEE No. 36-00 RE: SEC ISSUES REPORT ON ELECTRONIC COMMUNICATION NETWORKS AND AFTER- HOURS TRADING The staff of the Securities and Exchange Commission’s Division of Market Regulation has issued a...

1 Securities Exchange Act Release No. 42914 (June 8, 2000) (“Order”). 2 The Order states that the SEC selected September 5, 2000 as the latest start-up date for the phase-in period because it is the first trade date following the September 4, 2000 Labor Day holiday. 3 The Order states...

1 See Memorandum to Equity Markets Advisory Committee No. 31-00, dated May 12, 2000. 2 Securities Exchange Act Release No. 42896 (June 2, 2000), 65 FR 36747 (June 9, 2000). [11941] June 12, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 34-00 RE: SEC APPROVES NASD RULE CHANGE RELATING...

1 See Memorandum to Equity Markets Advisory Committee No. 9-00 and SEC Rules Committee No. 26-00, dated February 25, 2000). 2 Securities Exchange Act Release No. 42758 (May 9, 2000), 65 FR 30175 (May 10, 2000) (“Release”). 3 Securities Exchange Act Release No. 42450 (February 23, 2000...

* Securities Exchange Act Release No. 42450 (February 23, 2000), 65 FR 10577 (February 28, 2000). [11894] May 19, 2000 TO: BOARD OF GOVERNORS No. 27-00 EQUITY MARKETS ADVISORY COMMITTEE No. 32-00 SEC RULES COMMITTEE No. 76-00 RE: INSTITUTE COMMENT LETTER ON SEC CONCEPT RELEASE...

* Securities Exchange Act Release No. 42754 (May 3, 2000), 65 FR 30167 (May 10, 2000) (“Release”). Comments on the proposed rule change are due to the SEC no later than May 31, 2000. [11881] May 12, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 31-00 SEC RULES COMMITTEE No. 74-00 RE...

1 See Memorandum to Equity Markets Advisory Committee No. 29-00 and SEC Rules Committee No. 65-00, dated April 25, 2000. 1 [11861] May 8, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 30-00 SEC RULES COMMITTEE No. 69-00 RE: REVISED DRAFT INSTITUTE COMMENT LETTER ON SEC MARKET...

1 See Memorandum to Equity Markets Advisory Committee No. 9-00 and SEC Rules Committee No. 26-00, dated February 25, 2000. [11835] April 25, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-00 SEC RULES COMMITTEE No. 65-00 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC MARKET...