Equity Markets Advisory Content

[11657] February 17, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 8-00 RE: INSTITUTE SUBMITS COMMENT LETTER ON PASSIVE CROSS-TRADES AND TESTIFIES AT DEPARTMENT OF LABOR HEARING ON ACTIVE CROSS-TRADES ______________________________________________________________________________...

[11653] February 16, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 7-00 RE: NOTICE OF MEETING - APRIL 12, 2000 ______________________________________________________________________________ A meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, April 12...

1 Securities Exchange Act Release No. 42353 (January 20, 2000), 65 FR 4857 (February 1, 2000). 2 The ITS is a communication network designed to facilitate intermarket trading in exchange-listed securities by linking the NASD and the national securities exchanges. Under the current ITS...

1 Securities Exchange Act Release No. 42344 (January 14, 2000), 65 FR 3987 (January 25, 2000). 2 SOES currently permits the automatic execution of retail agency orders of 200, 500, or 1,000 shares at the inside market. 3 The reserve size feature of NNMS will allow an NNMS market maker...

1 Securities Exchange Act Release No. 42360 (January 28, 2000). 2 The order states that six months is the maximum time period for phasing in decimal pricing and that after discussions with the industry, the SEC believes that six months provides adequate time for the exchanges and the...

1 Securities Exchange Act Release No. 42325 (January 10, 2000), 65 FR 2656 (January 18, 2000) (“Proposing Release”). 2 The current Interpretation defines a “hot issue” as any security that trades “at a premium” whenever secondary market trading begins. The NASD and the SEC have stated...

[11545] January 11, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 2-00 SEC RULES COMMITTEE No. 7-00 RE: INSTITUTE COMMENT LETTER ON NASDAQ ORDER DISPLAY FACILITY ______________________________________________________________________________ The Institute has filed a comment letter...

1 Securities Exchange Act Release No. 42208 (December 9, 1999), 64 FR 70613 (December 17, 1999) (“Release”). [11532] January 7, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-00 SEC RULES COMMITTEE No. 3-00 RE: SEC ISSUES CONCEPT RELEASE ON THE REGULATION OF MARKET INFORMATION FEES...

1 Securities Exchange Act Release No. 42212 (December 9, 1999), 64 FR 70297 (December 16, 1999). 2 Current signatories to the ITS Plan include the American Stock Exchange, Boston Stock Exchange, Chicago Board Options Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange...

1 Securities Act Release No. 7787 (December 20, 1999), 64 FR 72590 (December 28, 1999) (“Release”). A copy of the Release is attached. [11500] December 29, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 52-99 EQUITY MARKETS ADVISORY COMMITTEE No. 41-99 SEC RULES COMMITTEE No...