Equity Markets Advisory Content

* Dynamic Markets, Timeless Principles, Remarks by Chairman Arthur Levitt, U.S. Securities and Exchange Commission, Columbia Law School, New York, N.Y., September 23, 1999 (available at http://www.sec.gov/news/speeches). [11280] September 30, 1999 TO: BOARD OF GOVERNORS No. 61-99...

[11248] September 15, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-99 BROKER/DEALER ADVISORY COMMITTEE No. 25-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-99 COMPLIANCE ADVISORY COMMITTEE No. 35-99 EQUITY MARKETS ADVISORY COMMITTEE No. 29-99 FIXED-INCOME ADVISORY COMMITTEE No...

[11249] September 15, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-99 RE: NOTICE OF MEETING - NOVEMBER 1, 1999 ______________________________________________________________________________ In conjunction with the Institute’s Equity Markets Conference, a meeting of the Equity...

1[11147] July 30, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-99 BROKER/DEALER ADVISORY COMMITTEE No. 20-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-99 COMPLIANCE ADVISORY COMMITTEE No. 31-99 EQUITY MARKETS ADVISORY COMMITTEE No. 27-99 FIXED-INCOME ADVISORY COMMITTEE No. 4...

1 Securities Exchange Act Release No. 41598 (July 6, 1999), 64 FR 38228 (July 15, 1999). 2 The special stock list consists of the 50 most highly capitalized stocks in the S&P 500 Stock Price Index, any stocks in the Major Market Index (XMI) that are not among the 50, and the 10 most...

[11093] July 1, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-99 BROKER/DEALER ADVISORY COMMITTEE No. 17-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-99 COMPLIANCE ADVISORY COMMITTEE No. 27-99 EQUITY MARKETS ADVISORY COMMITTEE No. 25-99 FIXED-INCOME ADVISORY COMMITTEE No. 2-99...

1 Securities Exchange Act Release No. 41543 (June 22, 1999), 64 FR 34835 (June 29, 1999). [11090] June 29, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-99 RE: SEC APPROVES NASD PROPOSED RULE CHANGE RELATING TO FIRM QUOTATION REQUIREMENTS __________________________________________...

1 Securities Exchange Act Release No. 41473 (June 2, 1999), 64 FR 31335 (June 10, 1999). Comments on this proposal are due to the SEC no later than July 1, 1999. 2 All times referred to in this memo are Eastern Time. 1 [11073] June 24, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 23...

[11068] June 23, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 22-99 RE: PRELIMINARY CONFERENCE PROGRAM ______________________________________________________________________________ In advance of tomorrow’s conference call to discuss the Institute’s Equity Markets Conference...

1 Securities Exchange Act Release No. 41497 (June 9, 1999), 64 FR 32595 (June 17, 1999). [11061] June 18, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 21-99 RE: SEC APPROVES NYSE PROPOSED RULE CHANGE AMENDING MARKET-ON-CLOSE AND LIMIT-ON-CLOSE PROCEDURES ____________________________...