ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
[11832] April 24, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-00 SEC RULES COMMITTEE No. 63-00 RE: INSTITUTE COMMENT LETTER ON AMENDED NASDAQ ORDER DISPLAY FACILITY PROPOSAL ______________________________________________________________________________ The Institute has filed a...
[11825] April 19, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 26-00 SEC RULES COMMITTEE No. 61-00 RE: SEC TO HOLD ROUNDTABLE ON LIMIT ORDER TRANSPARENCY ______________________________________________________________________________ The Securities and Exchange Commission has...
[11796] April 7, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 25-00 RE: SEC MARKET FRAGMENTATION CONCEPT RELEASE - OUTLINE OF DRAFT COMMENT LETTER ______________________________________________________________________________ In preparation for our discussion at the April 12th...
1 Securities Exchange Act Release No. 42573 (March 23, 2000), 65 FR 16981 (March 30, 2000) (“Release”). 2 In its original proposal, Nasdaq proposed enhancing the Nasdaq quotation montage and Nasdaq's main trading platform - the Nasdaq National Market System (“NNMS”). In particular...
1 See Memorandum to Equity Markets Advisory Committee No. 14-00 and SEC Rules Committee No. 36-00, dated March 9, 2000. [11776] April 4, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 22-00 SEC RULES COMMITTEE No. 53-00 RE: INSTITUTE COMMENT LETTER ON OPTIONS MARKETS LINKAGES ________...
1 See Memorandum to Equity Markets Advisory Committee No. 14-00 and SEC Rules Committee No. 36-00, dated March 9, 2000. 2 See Memorandum to Equity Markets Advisory Committee No. 9-00 and SEC Rules Committee No. 26-00, dated February 25, 2000. [11764] March 24, 2000 TO: EQUITY MARKETS...
1 See Memorandum to Equity Markets Advisory Committee No. 1-00 and SEC Rules Committee No. 3-00, dated January 7, 2000. [11752] March 22, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-00 SEC RULES COMMITTEE No. 46-00 RE: DRAFT INSTITUTE COMMENT LETTER ON REGULATION OF MARKET...
[11753] March 22, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 20-00 RE: DRAFT AGENDA FOR APRIL 12 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Equity Markets Advisory Committee meeting scheduled for...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union